Contrarius Investment Advisory Limited

• Principal Place of Business

  Castle Hill House

  Windsor

  Berkshire

  SL4 1PD

  UNITED KINGDOM

  Phone

  +441753367850

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Albert Hung-Ren Ko

  IRN AXK00267

  • [FCA CF] Client dealing (9 Dec 2019 to 16 Nov 2021)
• Christopher Robert Watson

  IRN CRW01119

  • CF1 Director (1 Jun 2017 to 30 Jun 2018)
  • CF30 Customer (20 Jun 2012 to 30 Jun 2018)
• Claire Hall

  IRN CLH01099

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF1 Director (12 Dec 2012 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (18 Apr 2011 to 8 Dec 2019)
  • CF10 Compliance Oversight (18 Apr 2011 to 8 Dec 2019)
  • CF30 Customer (30 Jun 2009 to 8 Dec 2019)
• Kevin Posen

  IRN KXP01310

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2021)
  • SMF3 Executive Director (9 Dec 2019 to 31 Oct 2021)
  • CF30 Customer (24 Apr 2019 to 8 Dec 2019)
  • CF1 Director (11 Dec 2012 to 5 Apr 2014)
• Lei Zhao

  IRN LXZ01093

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2021)
  • CF30 Customer (2 Oct 2015 to 8 Dec 2019)
• Marcel Francois Barkhuysen

  IRN MFB01092

  • CF1 Director (14 Mar 2016 to 30 Jun 2017)
  • CF30 Customer (11 Mar 2014 to 30 Jun 2017)
• Matthys de Kock

  IRN MMD01043

  • Director of firm who is not a certification employee or a SMF manager (since 13 Dec 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (9 Dec 2019 to 13 Dec 2023)
  • CF3 Chief Executive (2 Jun 2015 to 5 Apr 2016)
  • CF1 Director (3 Dec 2008 to 8 Dec 2019)
  • CF30 Customer (3 Dec 2008 to 8 Dec 2019)
• Michael du Plessis

  IRN MXD02427

  • CF30 Customer (16 Jul 2015 to 31 Jul 2016)
• Michal Nosek

  IRN MXN01380

  • CF30 Customer (29 May 2009 to 30 Sep 2011)
• Nathaniel Ashley Thomas Watkins

  IRN NXW00306

  • [FCA CF] Client dealing (since 13 Dec 2023)
  • Director of firm who is not a certification employee or a SMF manager (since 27 Nov 2023)

No changes recorded yet.