Consortium Investment Management LLP

Date authorised
1 April 2013
Companies House
OC327385
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Church Street
    Amersham
    HP7 0DB
    UNITED KINGDOM
    Phone
    +4402074370200
    Web
    https://www.consortium-im.com

  • Complaints Contact

    1 Church Street
    Amersham
    HP7 0DB
    UNITED KINGDOM
    Phone
    +4402074370200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "debenture", "warrant", "certificate representing certain security", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on a commodity future)", "future (excluding a commodity future and a rolling spot forex contract)", "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 4 limitations
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "debenture", "warrant", "certificate representing certain security", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on a commodity future)", "future (excluding a commodity future and a rolling spot forex contract)", "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
    • · Limited to unregulated collective investment scheme share exchange operations and, in carrying on such operations to the specified investments listed other than, all contractually based investments.
    • · Limited to unregulated collective investment scheme operations and in carrying on such operations to the specified investment listed and to the customer type"professional client".
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Non-investment insurance contracts

    Show 2 limitations
    • · Limited to unregulated collective investment scheme operations and in carrying on such operations to the specified investment listed and to the customer type "professional client".
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 3 limitations
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "debenture", "warrant", "certificate representing certain security", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on a commodity future)", "future (excluding a commodity future and a rolling spot forex contract)", "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
    • · Limited to unregulated collective investment scheme operations and in carrying on such operations to the specified investment listed and to the customer type "professional client".
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jonathan Markham

    IRN JXM03122

    • CF30 Customer (10 Jan 2013 to 16 Nov 2016)
    • CF4 Partner (AR) (10 Jan 2013 to 16 Nov 2016)
  • Liam James Kavanagh

    IRN LJK01024

    • CF30 Customer (1 Nov 2007 to 1 Sep 2009)
    • CF21 Investment Adviser (1 May 2007 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 May 2007 to 1 Sep 2009)
    • Responsible for Insurance Mediation (1 May 2007 to 1 Sep 2009)
    • CF4 Partner (1 May 2007 to 1 Sep 2009)
  • Richard Cobbold

    IRN RXC01909

    • [FCA CF] Client dealing (since 11 Oct 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (14 Mar 2019 to 8 Dec 2019)
    • CF30 Customer (25 Jun 2012 to 8 Dec 2019)
  • Steve Windsor

    IRN SXW01285

    • CF30 Customer (10 May 2017 to 12 Jun 2020)
    • CF1 Director (AR) (10 May 2017 to 12 Jun 2020)
  • Wayne John Kennedy Taylor

    IRN WJT01019

    • CF28 Systems and controls (1 Nov 2007 to 17 Mar 2017)
    • CF13 Finance (1 May 2007 to 31 Oct 2007)
    • CF4 Partner (1 May 2007 to 17 Mar 2017)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.