Connexion Capital LLP

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Rodger Alexander Kennedy
IRN RXK00077
- CF30 Customer (4 Nov 2024 to 26 Mar 2025)
Rosemary Pajot
IRN RXP00222
- CF30 Customer (3 Jan 2023 to 12 Mar 2025)
Sanford Garland Henry
IRN SGH01063
- CF30 Customer (1 May 2012 to 28 Nov 2013)
Stephen Michael Sullivan
IRN SMS01198
- CF30 Customer (since 3 May 2023)
Thomas Norman Butler
IRN TXN01202
- CF30 Customer (since 28 Oct 2024)
ZACHARY DANIEL Fond
IRN ZXF00009
- CF30 Customer (11 May 2021 to 9 Mar 2022)
Zaab Sethna
IRN ZXS01182
- CF30 Customer (27 Apr 2018 to 21 Jul 2022)
andrew jennings
IRN AXJ00339
- CF1 Director (AR) (4 Aug 2022 to 15 Nov 2023)
- CF30 Customer (4 Aug 2022 to 15 Nov 2023)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.