Date authorised
1 April 2013
Companies House
03187394
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cumbria House
    16 -20 Hockliffe Street
    Leighton Buzzard
    Bedfordshire
    LU7 1GN
    UNITED KINGDOM
    Phone
    +441525218500
  • Complaints Contact

    Lombard House
    Leighton Rd
    Leighton Buzzard
    Bedfordshire
    LU7 1LA
    UNITED KINGDOM
    Phone
    +4401525244504

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Score Services

    Show 1 limitation
    • · This permission is limited to not carrying out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Fearn

    IRN DXF00137

    • [FCA CF] Functions requiring qualifications (21 Dec 2022 to 25 Jan 2023)
  • David Forrest

    IRN DXF90817

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • David Graham Thorp

    IRN DXT00231

    • [FCA CF] Functions requiring qualifications (30 Mar 2022 to 13 Jan 2023)
  • David Habaieb

    IRN DXH57767

    • [FCA CF] Functions requiring qualifications (28 Mar 2025 to 1 Aug 2025)
  • David John Clay

    IRN DJC01393

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 2 Jan 2024)
  • David John Cutter

    IRN DJC01246

    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 25 Apr 2022)
    • CF1 Director (10 Nov 2010 to 12 Jul 2012)
    • CF2 Non Executive Director (18 Jan 2006 to 17 Sep 2009)
  • David John Rogers

    IRN DJR01182

    • [FCA CF] Manager of certification employee (since 23 Mar 2022)
  • David Jonathan Goodman

    IRN DXG00027

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Apr 2022)
  • David Kerry Plumtree

    IRN DKP01034

    • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2024)
    • CF1 Director (3 Nov 2011 to 8 Dec 2019)
    • CF3 Chief Executive (AR) (17 Aug 2010 to 30 Jun 2024)
    • CF1 Director (AR) (11 Jun 2008 to 30 Jun 2024)
  • David Leonard Watts

    IRN DXW92137

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 May 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.