Date authorised
3 May 2018
Companies House
10088863
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Dawson House
    5 Jewry St
    London
    EC3N 2EX
    UNITED KINGDOM
    Phone
    +4402046174060
  • Complaints Contact

    Dawson House
    5 Jewry St
    London
    EC3N 2EX
    UNITED KINGDOM
    Phone
    +4402046174060

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • BAIJU OLICKAL PHILIP

    IRN BXP25663

    • SMF3 Executive Director (since 3 Mar 2020)
    • [FCA CF] Benchmark submission and administration (9 Dec 2019 to 10 Dec 2019)
  • Badih Salah Kamza

    IRN BXK25510

    • SMF3 Executive Director (3 Mar 2020 to 23 Nov 2021)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
  • Jamil Robert El Bahou

    IRN JRE01067

    • SMF1 Chief Executive (since 6 Jan 2025)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Benchmark submission and administration (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2019)
    • Responsible for Insurance Mediation (3 May 2018 to 30 Sep 2018)
    • CF3 Chief Executive (3 May 2018 to 8 Dec 2019)
  • Jessica Louise Stephenson

    IRN JLS01209

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF3 (AR) Executive Director function (22 Sep 2023 to 6 Jan 2025)
    • [FCA CF] Benchmark submission and administration (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2020)
    • CF1 Director (3 May 2018 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.