Date authorised
1 April 2013
Companies House
04493658
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Connect House
    Foundry Street
    Hanley
    Stoke-on-Trent
    Staffs
    ST1 5HE
    UNITED KINGDOM
    Phone
    +4401782280280
  • Complaints Contact

    Connect House
    Foundry Street
    Hanley
    Stoke-on-Trent
    Staffs
    ST1 5HE
    UNITED KINGDOM
    Phone
    +441782280280

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Mackenzie

    IRN DXM02526

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (15 Jul 2014 to 8 Dec 2019)
  • John Edward Oram

    IRN JEO01037

    • CF1 Director (AR) (14 Jun 2007 to 5 Jul 2017)
  • Vivienne Mary Gilroy

    IRN VMG01010

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • William Kurt Stuart Gilroy

    IRN WKG01007

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (14 Jan 2005 to 29 Jun 2017)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.