Conaghan & Company Limited

Date authorised
5 August 2015
Companies House
09593717
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    12 Bolton Street
    London
    W1J 8BD
    UNITED KINGDOM
    Phone
    +4407770380573
    Web
    https://www.conaghanco.com

  • Complaints Contact

    12 Bolton Street
    London
    W1J 8BD
    UNITED KINGDOM
    Phone
    +4407770380573

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander Speke

    IRN AXS05676

    • [FCA CF] Client dealing (13 Jan 2026 to 29 Jan 2026)
  • Craig Steven Cook

    IRN CSC01035

    • [FCA CF] Client dealing (6 Mar 2020 to 1 Mar 2021)
    • CF30 Customer (1 Nov 2019 to 8 Dec 2019)
  • Daniel Noel Conaghan

    IRN DNC01033

    • [FCA CF] Client dealing (since 26 Mar 2021)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (5 Aug 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (5 Aug 2015 to 8 Dec 2019)
    • CF1 Director (5 Aug 2015 to 8 Dec 2019)
    • CF30 Customer (5 Aug 2015 to 8 Dec 2019)
    • CF3 Chief Executive (5 Aug 2015 to 8 Dec 2019)
  • Henry Richard Francis Elphick

    IRN HRE01005

    • CF30 Customer (5 Jul 2016 to 15 Jan 2018)
  • Jack Cockburn

    IRN JXC00764

    • [FCA CF] Client dealing (13 Nov 2021 to 30 Sep 2022)
  • Jean-Charles Prido

    IRN JXP02081

    • CF30 Customer (5 Aug 2015 to 31 Mar 2017)
  • Ross Alan Stewart

    IRN RXS43263

    • [FCA CF] Client dealing (26 Feb 2020 to 31 Mar 2020)
  • Thomas Samuel Stringer

    IRN TSS01047

    • CF30 Customer (28 Feb 2017 to 14 Nov 2019)
  • Timothy Michael Downes

    IRN TXD00158

    • [FCA CF] Client dealing (8 Nov 2021 to 20 Jan 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.