Date authorised
1 April 2013
Companies House
03332314
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    71-75 Shelton Street
    London
    WC2H 9JG
    UNITED KINGDOM
    Phone
    +447872176966
  • Complaints Contact

    71-75 Shelton Street
    London
    WC2H 9JG
    UNITED KINGDOM
    Phone
    +447872176966

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Terence Brown

    IRN MTB01041

    • CF3 Chief Executive (AR) (11 Oct 2016 to 19 Dec 2022)
    • CF1 Director (AR) (11 Jul 2016 to 19 Dec 2022)
  • Noel Van Rensburg

    IRN NXV00054

    • CF1 Director (AR) (23 Nov 2022 to 8 Aug 2023)
  • Ortho Thomas David Barnes

    IRN OTB01006

    • SMF3 Executive Director (since 9 Aug 2022)
    • Responsible for Insurance Distribution (since 9 Aug 2022)
    • CF1 Director (AR) (1 Dec 2020 to 29 May 2024)
    • CF3 Chief Executive (AR) (1 Dec 2020 to 29 May 2024)
    • CF2 Non Executive Director (AR) (25 Aug 2020 to 1 Dec 2020)
    • SMF9 Chair of the Governing Body (18 Jun 2020 to 9 Aug 2022)
    • SMF3 Executive Director (9 Dec 2019 to 18 Jun 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 3 Aug 2020)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • Paul Ernest Wells

    IRN PEW01054

    • CF1 Director (AR) (31 Oct 2016 to 24 Aug 2017)
  • Paul Martin Tripp

    IRN PMT01098

    • CF2 Non Executive Director (AR) (7 Nov 2016 to 19 Dec 2022)
  • Paul Matthews

    IRN PXM01311

    • CF1 Director (AR) (4 Oct 2017 to 31 Dec 2020)
  • Paul Steven Attfield

    IRN PSA01041

    • CF1 Director (AR) (28 Oct 2017 to 1 Jun 2018)
  • Philip John Catterton

    IRN PXC18787

    • CF1 Director (AR) (19 Aug 2019 to 31 Dec 2020)
  • Richard David Willars

    IRN RXW18397

    • CF1 Director (AR) (13 Aug 2019 to 3 Nov 2020)
  • Robert Bennet Marshall Johnston

    IRN RBJ01020

    • CF1 Director (AR) (9 Jan 2017 to 1 Dec 2022)
    • CF3 Chief Executive (AR) (29 Jan 2015 to 1 Dec 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.