Compass Underwriting Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Robert Vernon Mitchell
IRN RVM01032
- CF1 Director (AR) (14 Jun 2016 to 6 Jun 2018)
Ross Adam Fretten
IRN RXF10018
- CF1 Director (AR) (14 Jan 2019 to 3 Nov 2020)
Sean Quinn
IRN SXQ32391
- [FCA CF] Significant management (9 Dec 2019 to 23 Aug 2022)
Theodore Wilhelm Grobler
IRN TXG00051
- CF1 Director (AR) (16 Feb 2021 to 8 Aug 2023)
William Patrick George Tripp
IRN WPT01018
- CF1 Director (AR) (16 Jan 2018 to 19 Dec 2022)

Smaller firms operating under this firm's FCA authorisation.

Essential Supplementary Medical Insurance Limited (no longer appointed)
FRN 586304 · Appointed 14 Aug 2012 · Until 19 Dec 2022

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.