Compass Underwriting Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Robert Vernon Mitchell
IRN RVM01032
- CF1 Director (AR) (14 Jun 2016 to 6 Jun 2018)
Ross Adam Fretten
IRN RXF10018
- CF1 Director (AR) (14 Jan 2019 to 3 Nov 2020)
Sean Quinn
IRN SXQ32391
- [FCA CF] Significant management (9 Dec 2019 to 23 Aug 2022)
Theodore Wilhelm Grobler
IRN TXG00051
- CF1 Director (AR) (16 Feb 2021 to 8 Aug 2023)
William Patrick George Tripp
IRN WPT01018
- CF1 Director (AR) (16 Jan 2018 to 19 Dec 2022)

Smaller firms operating under this firm's FCA authorisation.

Waggel Limited (no longer appointed)
FRN 805396 · Appointed 29 Mar 2018 · Until 3 Nov 2020
Patriarch Risk Services Limited (no longer appointed)
FRN 792930 · Appointed 1 Nov 2017 · Until 22 Aug 2019
Patriarch Risk Limited (no longer appointed)
FRN 792458 · Appointed 26 Oct 2017 · Until 9 Jun 2018
Integra Global Health Limited (no longer appointed)
FRN 790115 · Appointed 29 Sep 2017 · Until 31 Dec 2020
Patriarch 1 Ltd (no longer appointed)
FRN 782553 · Appointed 23 Jun 2017 · Until 6 Nov 2018
City Insurance Brokers Ltd (no longer appointed)
FRN 749265 · Appointed 19 Apr 2017 · Until 5 Jul 2019
SSP Protect Limited (no longer appointed)
FRN 769293 · Appointed 12 Jan 2017 · Until 3 Aug 2020
Robert Johnston & Associates Ltd (no longer appointed)
FRN 767108 · Appointed 13 Dec 2016 · Until 11 Nov 2022
Synchronise Media Ltd (no longer appointed)
FRN 750554 · Appointed 7 Oct 2016 · Until 30 Aug 2017
Castle Protect Financial Services Ltd (no longer appointed)
FRN 745284 · Appointed 26 Apr 2016 · Until 13 Jun 2018

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.