Date authorised
1 April 2013
Companies House
03332314
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    71-75 Shelton Street
    London
    WC2H 9JG
    UNITED KINGDOM
    Phone
    +447872176966
  • Complaints Contact

    71-75 Shelton Street
    London
    WC2H 9JG
    UNITED KINGDOM
    Phone
    +447872176966

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adele Judith Ball

    IRN AJB01828

    • CF1 Director (AR) (2 May 2017 to 4 Jul 2019)
  • Adina-Elena Enciu

    IRN AXE01718

    • CF1 Director (AR) (6 Apr 2018 to 12 Jul 2021)
  • Andrew Edmund Christian Briant

    IRN AEB01078

    • SMF1 Chief Executive (9 Dec 2019 to 7 Nov 2022)
    • SMF3 Executive Director (9 Dec 2019 to 7 Nov 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 7 Nov 2022)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF3 Chief Executive (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Andrew John Tripp

    IRN AJT01223

    • CF3 Chief Executive (AR) (21 Aug 2012 to 4 Sep 2016)
  • Andrew Leal

    IRN AXL02278

    • CF3 Chief Executive (AR) (6 Apr 2018 to 3 Nov 2020)
    • CF1 Director (AR) (6 Apr 2018 to 3 Nov 2020)
  • Andrew Lloyd

    IRN AXL01924

    • CF1 Director (AR) (7 Apr 2014 to 7 Oct 2015)
  • Anna Van Ryneveld Edwards

    IRN AXE00059

    • CF1 Director (AR) (3 Mar 2021 to 8 Aug 2023)
  • Aubrey McLeod

    IRN AXM80577

    • [FCA CF] Significant management (31 Jul 2020 to 29 Jun 2022)
  • Charles John Donley

    IRN CJD01108

    • CF3 Chief Executive (AR) (11 Apr 2018 to 12 Jul 2021)
    • CF1 Director (AR) (11 Apr 2018 to 12 Jul 2021)
  • Christopher David Buckley

    IRN CDB01167

    • CF1 Director (AR) (9 Apr 2014 to 23 Jun 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.