Date authorised
1 December 2014
Companies House
08994669
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Ivy Cottage
    Bosbury Road
    Cradley
    Malvern
    Herefordshire
    WR13 5LT
    UNITED KINGDOM
    Phone
    +4403303355778
  • Complaints Contact

    Ivy Cottage
    Bosbury Road
    Cradley
    Malvern
    Herefordshire, County Of
    WR13 5LT
    UNITED KINGDOM
    Phone
    +4403303355778

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gemma Waltham

    IRN GXW01561

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (1 Dec 2014 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Dec 2014 to 30 Sep 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Rosalynd Waltham (no longer appointed)

    FRN 745658 · Appointed 29 Apr 2016 · Until 3 Apr 2018

  • Laura McClean (no longer appointed)

    FRN 704440 · Appointed 1 Jun 2015 · Until 27 Apr 2016

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.