Date authorised
21 September 2023
Companies House
14278186
Last scraped
4 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Collingwood Buildings
    38 Collingwood Street
    Newcastle Upon Tyne
    Newcastle Upon Tyne
    NE1 1JF
    UNITED KINGDOM
    Phone
    +4407876562144
  • Complaints Contact

    Collingwood Buildings
    38 Collingwood Street
    Newcastle Upon Tyne
    Newcastle Upon Tyne
    NE1 1JF
    UNITED KINGDOM
    Phone
    +4407876562144

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

  • Arranges Investments

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Brian Brennan

    IRN BXB00477

    • SMF3 Executive Director (since 1 May 2026)
  • Francis Speight

    IRN FXS01164

    • Responsible for Insurance Distribution (since 14 Apr 2025)
    • SMF3 Executive Director (since 23 Nov 2023)
  • Gavin Mark Sewell

    IRN GMS01156

    • SMF3 Executive Director (30 Nov 2023 to 26 Mar 2026)
    • Responsible for Insurance Distribution (30 Nov 2023 to 14 Apr 2025)
  • Shane Kinahan

    IRN SXK00904

    • SMF3 Executive Director (since 14 Apr 2025)
  • Tom Edward Wycliffe Spence

    IRN TXS03553

    • Responsible for Insurance Distribution (21 Sep 2023 to 20 Oct 2023)
    • SMF3 Executive Director (21 Sep 2023 to 20 Oct 2023)
  • Wolfgang Reisinger

    IRN WXR00061

    • SMF3 Executive Director (21 Sep 2023 to 11 Apr 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Tractive GmbH (no longer appointed)

    FRN 1003424 · Appointed 17 Nov 2023 · Until 10 Apr 2025

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.