Communications Equity Associates International LLP

Date authorised
1 April 2013
Companies House
OC315691
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    80 Cheapside
    London
    EC2V 6EE
    UNITED KINGDOM
    Phone
    +4402072804886
    Web
    https://www.ceaworldwide.com

  • Complaints Contact

    80 Cheapside
    London
    EC2V 6EE
    UNITED KINGDOM
    Phone
    +4402072804886

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . CEA Capital Corp

    IRN XXC01038

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (13 Feb 2006 to 8 Dec 2019)
  • . Communications Equity Group LLC

    IRN XXC01039

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (13 Feb 2006 to 8 Dec 2019)
  • Carol O'Connor

    IRN CXO01025

    • [FCA CF] Client dealing (since 28 Apr 2021)
    • CF30 Customer (26 Apr 2011 to 8 Dec 2019)
  • Hak Ping Yeung

    IRN HPY01001

    • CF30 Customer (1 Nov 2007 to 29 May 2008)
    • CF23 Corporate Finance Adviser (13 Feb 2006 to 31 Oct 2007)
    • CF10 Compliance Oversight (13 Feb 2006 to 29 May 2008)
    • CF4 Partner (13 Feb 2006 to 29 May 2008)
    • CF8 Apportionment and Oversight (13 Feb 2006 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (13 Feb 2006 to 29 May 2008)
  • John Patrick Michaels,Jnr

    IRN JPM01134

    • [FCA CF] Significant management (since 25 May 2021)
    • [FCA CF] CASS oversight function (25 May 2021 to 3 May 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (13 Feb 2006 to 31 Oct 2007)
  • Karima Serageldin

    IRN KXS01928

    • [FCA CF] Client dealing (since 28 Apr 2021)
    • CF30 Customer (26 Feb 2015 to 8 Dec 2019)
  • Martin Benjamin Farmer

    IRN MBF01020

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (29 May 2008 to 8 Dec 2019)
    • CF4 Partner (29 May 2008 to 8 Dec 2019)
    • CF10 Compliance Oversight (29 May 2008 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (29 May 2008 to 8 Dec 2019)
  • Reece Morgan-Tolworthy

    IRN RXM01179

    • [FCA CF] Client dealing (since 7 Jul 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.