Commerzbank AG

• Principal Place of Business

  Commerzbank

  30 Gresham Street

  London

  City Of London

  EC2V 7PG

  UNITED KINGDOM

  Phone

  +4402076238000

  Web

  https://www.commerzbank.co.uk

• Complaints Contact

  Commerzbank

  30 Gresham Street

  London

  City Of London

  EC2V 7PG

  UNITED KINGDOM

  Phone

  +4402076238000

• Bank Deposits

  For Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Emissions Auction Product

• Stockbroking

  For Eligible Counterparty, Professional, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carl Henrik Gottrid Sandefeldt

  IRN CHS01044

  • CF21 Investment Adviser (1 Dec 2001 to 24 May 2002)
• Carl Jesper Christenson

  IRN CJC01138

  • CF21 Investment Adviser (28 Aug 2003 to 9 Jun 2004)
• Carl Killick

  IRN CXK01154

  • [FCA CF] Material risk taker (7 Mar 2022 to 23 May 2022)
  • [FCA CF] Manager of certification employee (7 Mar 2016 to 6 Mar 2022)
  • [FCA CF] Client dealing (7 Mar 2016 to 23 May 2022)
  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF26 Customer Trading (26 Jun 2003 to 31 Oct 2007)
• Carl William Seymour

  IRN CWS01019

  • CF21 Investment Adviser (1 Dec 2001 to 2 Jun 2004)
• Carlos Benitez

  IRN CXB01330

  • CF21 Investment Adviser (1 Dec 2001 to 2 Apr 2003)
• Carlos Frederico Schuster

  IRN CFS01022

  • CF21 Investment Adviser (1 Dec 2001 to 16 Nov 2004)
• Carlos Karam Benayas

  IRN CXK01468

  • CF30 Customer (14 Dec 2015 to 6 Mar 2016)
• Carlos Kinsky

  IRN CXK01192

  • [FCA CF] Manager of certification employee (5 Jul 2018 to 31 Mar 2019)
  • [FCA CF] Client dealing (7 Mar 2016 to 31 Mar 2019)
  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF21 Investment Adviser (27 Jun 2005 to 31 Oct 2007)
• Carlos Oreste Arca

  IRN COA01002

  • [FCA CF] Material risk taker (since 7 Mar 2022)
  • CF30 Customer (1 Dec 2009 to 6 Mar 2016)
• Carol Veronique Barazzone

  IRN CVB01001

  • CF30 Customer (1 Nov 2007 to 22 Oct 2009)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

• Compass Partners Advisers Ltd (no longer appointed)

  FRN 209798 · Appointed 15 Apr 2002 · Until 31 May 2002

No changes recorded yet.