Commerzbank AG

Date authorised
10 November 1988
Companies House
FC008139
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Commerzbank
    30 Gresham Street
    London
    City Of London
    EC2V 7PG
    UNITED KINGDOM
    Phone
    +4402076238000
    Web
    https://www.commerzbank.co.uk

  • Complaints Contact

    Commerzbank
    30 Gresham Street
    London
    City Of London
    EC2V 7PG
    UNITED KINGDOM
    Phone
    +4402076238000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Deposit

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Carbon Auction Bidding

    For Eligible Counterparty, Emissions Auction Product

  • Stockbroking

    For Eligible Counterparty, Professional, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jonathon Peter Read

    IRN JPR01075

    • (519)CF21 Investment Adviser (1 Dec 2001 to 10 Feb 2004)
  • Jonathon Rigby

    IRN JXR01249

    • (3053)CF21 Investment Adviser (27 Dec 2002 to 6 Sep 2004)
  • Joost Burgerhout

    IRN JXB02244

    • (2246)[FCA CF] Client dealing (7 Mar 2016 to 31 Mar 2019)
    • (2247)[FCA CF] Manager of certification employee (7 Mar 2016 to 31 Mar 2019)
    • (2244)CF30 Customer (9 Nov 2012 to 6 Mar 2016)
    • (2245)CF22 Investment Adviser (Trainee) (28 Feb 2006 to 31 Oct 2007)
  • Jordan Nessim Rene Sfez

    IRN JXS02172

    • (1202)CF30 Customer (1 Nov 2007 to 13 Jan 2009)
    • (1204)CF21 Investment Adviser (20 Feb 2007 to 31 Oct 2007)
    • (1203)CF22 Investment Adviser (Trainee) (16 Aug 2006 to 20 Feb 2007)
  • Jordan Shlosberg

    IRN JXS02353

    • (252)CF30 Customer (11 May 2009 to 9 Apr 2010)
  • Jordy Velasquez

    IRN JXV01178

    • (1984)CF30 Customer (9 Mar 2010 to 11 Oct 2011)
  • Jorge Arrastia de la Sierra

    IRN JXA01179

    • (200)CF21 Investment Adviser (1 Dec 2001 to 17 Jan 2005)
  • Jorge Eduardo Rodriguez

    IRN JXR01472

    • (1624)CF30 Customer (11 May 2009 to 18 Aug 2009)
  • Jorge Estevez-Lezana

    IRN JXE01101

    • (489)CF30 Customer (11 May 2009 to 30 Jun 2009)
  • Jorge Federico Amato

    IRN JFA01017

    • (1654)CF30 Customer (11 May 2009 to 18 Jul 2009)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (250)SMF22 Other Local Responsibility

  2. controlled function added: (249)SMF22 Other Local Responsibility

  3. controlled function added: (248)SMF19 Head of Overseas Branch/Head of Overseas

  4. controlled function added: (247)SMF22 Other Local Responsibility

  5. controlled function added: (246)SMF16 Compliance Oversight

  6. controlled function added: (245)SMF22 Other Local Responsibility

  7. controlled function added: (244)SMF5 Head of Internal Audit

  8. controlled function added: (243)SMF4 Chief Risk

  9. controlled function added: (242)SMF2 Chief Finance

  10. controlled function added: (241)SMF24 Chief Operations

Show more