Commerzbank AG

Date authorised
10 November 1988
Companies House
FC008139
Last scraped
1 week ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Commerzbank
    30 Gresham Street
    London
    City Of London
    EC2V 7PG
    UNITED KINGDOM
    Phone
    +4402076238000
    Web
    https://www.commerzbank.co.uk

  • Complaints Contact

    Commerzbank
    30 Gresham Street
    London
    City Of London
    EC2V 7PG
    UNITED KINGDOM
    Phone
    +4402076238000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Deposit

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Carbon Auction Bidding

    For Eligible Counterparty, Emissions Auction Product

  • Stockbroking

    For Eligible Counterparty, Professional, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicholas William Seaward

    IRN NWS01016

    • (735)CF30 Customer (11 May 2009 to 1 Nov 2010)
  • Nick Crawford

    IRN NBC01010

    • (2396)[FCA CF] Significant management (2 Jan 2019 to 22 May 2020)
    • (2394)[FCA CF] Client dealing (7 Mar 2016 to 22 May 2020)
    • (2395)[FCA CF] Manager of certification employee (7 Mar 2016 to 22 May 2020)
    • (2393)CF30 Customer (13 Jan 2012 to 6 Mar 2016)
  • Nickil Amar Mashru

    IRN NAM01115

    • (2450)CF30 Customer (11 May 2009 to 18 Aug 2014)
  • Nickolas Whitney Congdon

    IRN NXC01325

    • (2283)[FCA CF] Manager of certification employee (7 Mar 2021 to 30 Jun 2022)
    • (2282)[FCA CF] Client dealing (7 Mar 2016 to 31 Dec 2022)
    • (2281)CF30 Customer (28 Feb 2014 to 6 Mar 2016)
  • Nicky Tarique Naseem-Ahmed

    IRN NTN00002

    • (958)CF30 Customer (23 Jan 2008 to 12 Nov 2014)
  • Nicola Bohn

    IRN NXB01189

    • (71)CF23 Corporate Finance Adviser (1 Dec 2001 to 19 May 2006)
  • Nicola Bonito-Oliva

    IRN NXB01166

    • (3352)CF30 Customer (11 May 2009 to 15 Sep 2009)
  • Nicola Forni

    IRN NXF01176

    • (848)CF30 Customer (29 Nov 2007 to 1 Sep 2015)
  • Nicola Garner

    IRN NXH01357

    • (108)CF30 Customer (11 May 2009 to 6 Mar 2016)
  • Nicola Gretel Loesche

    IRN NGL01012

    • (1347)CF30 Customer (11 May 2009 to 31 Dec 2009)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (170)[FCA CF] Client dealing

  2. controlled function added: (169)[FCA CF] Client dealing

  3. controlled function added: (168)[FCA CF] Algorithmic trading

  4. controlled function added: (167)[FCA CF] Client dealing

  5. controlled function added: (166)[FCA CF] Client dealing

  6. controlled function added: (165)[FCA CF] Manager of certification employee

  7. controlled function added: (164)[FCA CF] Material risk taker

  8. controlled function added: (163)[FCA CF] Client dealing

  9. controlled function added: (162)[FCA CF] Client dealing

  10. controlled function added: (161)[FCA CF] Client dealing

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