Commerzbank AG

Date authorised
10 November 1988
Companies House
FC008139
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Commerzbank
    30 Gresham Street
    London
    City Of London
    EC2V 7PG
    UNITED KINGDOM
    Phone
    +4402076238000
    Web
    https://www.commerzbank.co.uk

  • Complaints Contact

    Commerzbank
    30 Gresham Street
    London
    City Of London
    EC2V 7PG
    UNITED KINGDOM
    Phone
    +4402076238000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Deposit

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Carbon Auction Bidding

    For Eligible Counterparty, Emissions Auction Product

  • Stockbroking

    For Eligible Counterparty, Professional, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kirk Eaton

    IRN KLE01017

    • (2650)[FCA CF] Client dealing (7 Mar 2016 to 23 Aug 2023)
    • (2649)CF30 Customer (26 Feb 2008 to 6 Mar 2016)
  • Kirsten Abraham

    IRN KXA01160

    • (1821)CF21 Investment Adviser (17 Jan 2003 to 16 May 2006)
  • Kirsten Percival

    IRN KKB01005

    • (20)[FCA CF] Material risk taker (since 7 Mar 2022)
    • (2198)CF30 Customer (9 Aug 2013 to 6 Mar 2016)
  • Kirsty Anne Riddiford

    IRN KAS01058

    • (3506)CF21 Investment Adviser (1 Dec 2001 to 17 May 2002)
  • Klaus Becker

    IRN KXB01227

    • (631)CF21 Investment Adviser (1 Dec 2001 to 22 Jul 2002)
  • Klaus Hagenmayer

    IRN KXH01537

    • (1539)CF30 Customer (25 Feb 2011 to 6 Mar 2016)
  • Klaus Michael Stefan Vara

    IRN KMV01001

    • (465)CF21 Investment Adviser (1 Dec 2001 to 19 Dec 2002)
  • Klaus Peter Oedekoven

    IRN KPO01006

    • (1414)CF30 Customer (11 May 2009 to 15 Apr 2010)
  • Klaus Reimer

    IRN KXR01107

    • (308)CF21 Investment Adviser (1 Dec 2001 to 19 Dec 2002)
  • Klaus-Dieter Rohe

    IRN KXR01257

    • (1012)CF29 Significant management (1 Nov 2007 to 31 Jul 2009)
    • (1013)CF20 Significant Mgt (Settlements) (13 Jul 2007 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (200)[FCA CF] Client dealing

  2. controlled function added: (199)[FCA CF] Client dealing

  3. controlled function added: (198)[FCA CF] Algorithmic trading

  4. controlled function added: (197)[FCA CF] Manager of certification employee

  5. controlled function added: (196)[FCA CF] Client dealing

  6. controlled function added: (195)[FCA CF] Client dealing

  7. controlled function added: (194)[FCA CF] Client dealing

  8. controlled function added: (193)[FCA CF] Significant management

  9. controlled function added: (192)[FCA CF] Client dealing

  10. controlled function added: (191)[FCA CF] Client dealing

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