Commerzbank AG

Date authorised
10 November 1988
Companies House
FC008139
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Commerzbank
    30 Gresham Street
    London
    City Of London
    EC2V 7PG
    UNITED KINGDOM
    Phone
    +4402076238000
    Web
    https://www.commerzbank.co.uk

  • Complaints Contact

    Commerzbank
    30 Gresham Street
    London
    City Of London
    EC2V 7PG
    UNITED KINGDOM
    Phone
    +4402076238000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Deposit

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Carbon Auction Bidding

    For Eligible Counterparty, Emissions Auction Product

  • Stockbroking

    For Eligible Counterparty, Professional, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Jonathan Harrison

    IRN MJH01304

    • (2730)CF30 Customer (11 May 2009 to 15 Apr 2013)
  • Mark Joseph McFann

    IRN MXM01582

    • (1944)CF26 Customer Trading (6 Sep 2002 to 4 Jul 2003)
  • Mark Norcott Graham Henderson

    IRN MNH01021

    • (1784)CF21 Investment Adviser (6 May 2003 to 11 Apr 2005)
  • Mark Pettit

    IRN MSP01037

    • (146)[FCA CF] Material risk taker (since 7 Mar 2022)
    • (3094)CF30 Customer (11 May 2009 to 6 Mar 2016)
  • Mark Robert Payne

    IRN MRP01104

    • (1532)CF21 Investment Adviser (20 Sep 2004 to 24 Dec 2004)
  • Mark Ronald Vickers

    IRN MRV01009

    • (582)CF23 Corporate Finance Adviser (1 Dec 2001 to 2 Feb 2007)
  • Mark Royston Rayner

    IRN MRR01041

    • (3159)CF21 Investment Adviser (11 Feb 2004 to 1 Sep 2005)
  • Mark Short

    IRN MJS01460

    • (2581)CF30 Customer (11 May 2009 to 19 Jan 2012)
  • Mark Soper

    IRN MJS01266

    • (3012)CF21 Investment Adviser (1 Dec 2001 to 18 Feb 2003)
  • Mark Stephen Rogers

    IRN MSR01039

    • (2106)CF30 Customer (1 Nov 2007 to 4 Jun 2009)
    • (2107)CF21 Investment Adviser (1 Aug 2005 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (230)[FCA CF] Client dealing

  2. controlled function added: (229)[FCA CF] Client dealing

  3. controlled function added: (228)[FCA CF] Client dealing

  4. controlled function added: (227)[FCA CF] Manager of certification employee

  5. controlled function added: (226)[FCA CF] Client dealing

  6. controlled function added: (225)[FCA CF] Client dealing

  7. controlled function added: (224)[FCA CF] Algorithmic trading

  8. controlled function added: (223)[FCA CF] Client dealing

  9. controlled function added: (222)[FCA CF] Significant management

  10. controlled function added: (221)[FCA CF] Material risk taker

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