Commerzbank AG

Date authorised
10 November 1988
Companies House
FC008139
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Commerzbank
    30 Gresham Street
    London
    City Of London
    EC2V 7PG
    UNITED KINGDOM
    Phone
    +4402076238000
    Web
    https://www.commerzbank.co.uk

  • Complaints Contact

    Commerzbank
    30 Gresham Street
    London
    City Of London
    EC2V 7PG
    UNITED KINGDOM
    Phone
    +4402076238000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Deposit

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Carbon Auction Bidding

    For Eligible Counterparty, Emissions Auction Product

  • Stockbroking

    For Eligible Counterparty, Professional, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Julian Moore

    IRN JRM01108

    • (858)CF30 Customer (11 May 2009 to 11 Sep 2009)
  • Julian Paul Keenan

    IRN JPK01062

    • (1050)CF30 Customer (1 Nov 2007 to 7 Jul 2010)
    • (1051)CF21 Investment Adviser (21 Jun 2007 to 31 Oct 2007)
  • Julian Voscott

    IRN JXV00071

    • (3257)[FCA CF] Client dealing (22 Apr 2021 to 31 May 2023)
  • Julie Dorothee Logmbang

    IRN JDL01068

    • (1515)CF21 Investment Adviser (2 Nov 2004 to 31 Mar 2006)
  • Julie Nedellec

    IRN JXD01334

    • (2476)CF30 Customer (11 May 2009 to 13 Sep 2009)
  • Julien Francois Olivier Marie Larroque

    IRN JFL01044

    • (1292)CF30 Customer (1 Nov 2007 to 3 Jan 2008)
    • (1294)CF21 Investment Adviser (21 Jul 2006 to 31 Oct 2007)
    • (1293)CF22 Investment Adviser (Trainee) (22 Mar 2006 to 21 Jul 2006)
  • Julien Jaques Louis Mareschal

    IRN JJM01131

    • (3481)CF30 Customer (1 Nov 2007 to 1 Sep 2009)
    • (3482)CF26 Customer Trading (5 Jul 2007 to 31 Oct 2007)
  • Julien Nicolas Labrande

    IRN JNL01018

    • (1558)[FCA CF] Algorithmic trading (21 Dec 2018 to 30 Sep 2019)
    • (1559)[FCA CF] Client dealing (7 Mar 2016 to 30 Sep 2019)
    • (1555)CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • (1557)CF21 Investment Adviser (18 Aug 2005 to 31 Oct 2007)
    • (1556)CF22 Investment Adviser (Trainee) (16 Jul 2004 to 18 Aug 2005)
  • Julien Roger Rene Baux

    IRN JRB01277

    • (2359)CF30 Customer (11 May 2009 to 16 Sep 2009)
  • Juliet Ihegadi Dow

    IRN JID00014

    • (418)CF30 Customer (11 May 2009 to 10 Aug 2011)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (120)[FCA CF] Client dealing

  2. controlled function added: (119)[FCA CF] Client dealing

  3. controlled function added: (118)[FCA CF] Algorithmic trading

  4. controlled function added: (117)[FCA CF] Client dealing

  5. controlled function added: (116)[FCA CF] Client dealing

  6. controlled function added: (115)[FCA CF] Client dealing

  7. controlled function added: (114)[FCA CF] Client dealing

  8. controlled function added: (113)[FCA CF] Manager of certification employee

  9. controlled function added: (112)[FCA CF] Material risk taker

  10. controlled function added: (111)[FCA CF] Client dealing

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