Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Commerzbank30 Gresham StreetLondonCity Of LondonEC2V 7PGUNITED KINGDOM- Phone
- +4402076238000
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Complaints Contact
Commerzbank30 Gresham StreetLondonCity Of LondonEC2V 7PGUNITED KINGDOM- Phone
- +4402076238000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For Deposit
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Carbon Auction Bidding
For Eligible Counterparty, Emissions Auction Product
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Stockbroking
For Eligible Counterparty, Professional, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Michelle Denise Gentile
IRN MXG01316
- (1771)CF30 Customer (1 Nov 2011 to 6 Mar 2016)
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Michelle Fitz-Gerald
IRN MXF01197
- (93)CF21 Investment Adviser (1 Dec 2001 to 25 Jun 2002)
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Michelle Mackey
IRN MXM01485
- (1261)CF21 Investment Adviser (1 Dec 2001 to 14 Feb 2003)
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Michelle McCarthy
IRN MPM01058
- (130)[FCA CF] Client dealing (since 7 Mar 2016)
- (2948)[FCA CF] Material risk taker (7 Mar 2022 to 6 Mar 2024)
- (2947)CF30 Customer (11 May 2009 to 6 Mar 2016)
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Michelle Stanley
IRN MXS01442
- (407)CF23 Corporate Finance Adviser (1 Dec 2001 to 13 Apr 2004)
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Michie Yana
IRN MXY01031
- (3009)CF21 Investment Adviser (1 Dec 2001 to 4 Jun 2004)
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Miguel Albizua-Ureta
IRN MXA01244
- (1863)CF30 Customer (30 Mar 2011 to 2 Apr 2013)
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Miguel Angel Perez De Solis
IRN MAP01325
- (494)CF30 Customer (16 Jul 2015 to 6 Mar 2016)
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Miguel Augusto da Silva Ribeiro
IRN MAR01311
- (62)CF30 Customer (8 Feb 2013 to 19 Jun 2015)
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Miguel Dorado
IRN MXD01923
- (2335)[FCA CF] Client dealing (7 Mar 2016 to 31 Mar 2019)
- (2334)CF30 Customer (10 Dec 2010 to 6 Mar 2016)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Compass Partners Advisers Ltd (no longer appointed)
FRN 209798 · Appointed 15 Apr 2002 · Until 31 May 2002
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (150)[FCA CF] Material risk taker
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controlled function added: (149)[FCA CF] Significant management
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controlled function added: (148)[FCA CF] Manager of certification employee
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controlled function added: (147)[FCA CF] Material risk taker
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controlled function added: (146)[FCA CF] Material risk taker
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controlled function added: (145)[FCA CF] Manager of certification employee
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controlled function added: (144)[FCA CF] Client dealing
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controlled function added: (143)[FCA CF] Client dealing
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controlled function added: (142)[FCA CF] Client dealing
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controlled function added: (141)[FCA CF] Client dealing