Commerzbank AG

Date authorised
10 November 1988
Companies House
FC008139
Last scraped
1 week ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Commerzbank
    30 Gresham Street
    London
    City Of London
    EC2V 7PG
    UNITED KINGDOM
    Phone
    +4402076238000
    Web
    https://www.commerzbank.co.uk

  • Complaints Contact

    Commerzbank
    30 Gresham Street
    London
    City Of London
    EC2V 7PG
    UNITED KINGDOM
    Phone
    +4402076238000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Deposit

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Carbon Auction Bidding

    For Eligible Counterparty, Emissions Auction Product

  • Stockbroking

    For Eligible Counterparty, Professional, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Richard Williamson

    IRN MRW01080

    • (664)CF21 Investment Adviser (17 Sep 2002 to 2 Mar 2004)
  • Michael Roger Doering

    IRN MRD01058

    • (107)CF21 Investment Adviser (17 Aug 2004 to 5 Jan 2005)
    • (106)CF22 Investment Adviser (Trainee) (15 Oct 2003 to 17 Aug 2004)
  • Michael Sanderson

    IRN MWS01066

    • (2685)CF30 Customer (11 May 2009 to 15 May 2009)
  • Michael Serven

    IRN MXS04674

    • (12)[FCA CF] Client dealing (since 21 Apr 2026)
    • (2126)[FCA CF] Client dealing (11 Feb 2025 to 6 Mar 2026)
  • Michael Seyser

    IRN MXS01962

    • (1609)CF30 Customer (1 Nov 2007 to 20 Aug 2015)
    • (1610)CF26 Customer Trading (5 Apr 2004 to 31 Oct 2007)
  • Michael Simcox

    IRN MXS00834

    • (3249)[FCA CF] Algorithmic trading (16 Nov 2021 to 6 Mar 2026)
  • Michael Stout

    IRN MJS01418

    • (2687)CF30 Customer (1 Nov 2007 to 31 Mar 2015)
    • (2688)CF21 Investment Adviser (9 Jun 2006 to 31 Oct 2007)
  • Michael Thomas Gibbons

    IRN MTG01017

    • (3424)CF21 Investment Adviser (1 Dec 2001 to 14 Feb 2003)
  • Michael Thornborrow

    IRN MDT01085

    • (71)[FCA CF] Material risk taker (since 7 Mar 2022)
    • (70)[FCA CF] Client dealing (since 18 Aug 2017)
    • (72)[FCA CF] Manager of certification employee (since 18 Aug 2017)
    • (2473)CF30 Customer (11 May 2009 to 14 Aug 2014)
  • Michael Weber

    IRN MXW01882

    • (1943)CF30 Customer (11 Feb 2010 to 26 Apr 2013)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (150)[FCA CF] Material risk taker

  2. controlled function added: (149)[FCA CF] Significant management

  3. controlled function added: (148)[FCA CF] Manager of certification employee

  4. controlled function added: (147)[FCA CF] Material risk taker

  5. controlled function added: (146)[FCA CF] Material risk taker

  6. controlled function added: (145)[FCA CF] Manager of certification employee

  7. controlled function added: (144)[FCA CF] Client dealing

  8. controlled function added: (143)[FCA CF] Client dealing

  9. controlled function added: (142)[FCA CF] Client dealing

  10. controlled function added: (141)[FCA CF] Client dealing

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