Commercial Risks (UK) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Daniel Griffiths
IRN DXG01688
- CF1 Director (23 Jul 2013 to 12 Apr 2017)
James Osman
IRN JXO01204
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
Lee Allen
IRN LXA17108
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 6 Sep 2019)
- CF1 Director (6 Sep 2019 to 8 Dec 2019)
Matthew Mendes
IRN MXM02173
- CF1 Director (17 Oct 2006 to 27 Mar 2008)
- Responsible for Insurance Mediation (17 Oct 2006 to 27 Mar 2008)
Norman Maurice De Saa
IRN NMD01030
- CF1 Director (14 Jan 2005 to 1 Mar 2016)

Smaller firms operating under this firm's FCA authorisation.

Kew Stocks Investments Ltd (no longer appointed)
FRN 922773 · Appointed 16 Mar 2020 · Until 8 Jul 2021
Neeraj Kachhwaha (no longer appointed)
FRN 821048 · Appointed 17 Sep 2018 · Until 8 Jul 2021
Angela Kyriacou (no longer appointed)
FRN 782431 · Appointed 22 Jun 2017 · Until 8 Jul 2021
Liverpool Street Productions Ltd (no longer appointed)
FRN 774179 · Appointed 16 Mar 2017 · Until 21 Feb 2018
Commercial Risks In Film Ltd (no longer appointed)
FRN 763135 · Appointed 31 Oct 2016 · Until 15 Mar 2018
CARIDON PROPERTY LIMITED (no longer appointed)
FRN 720676 · Appointed 15 Oct 2015 · Until 21 Feb 2018

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.