COMMANDER ASSET MANAGEMENT LIMITED

Date authorised
1 April 2013
Companies House
04301639
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Commander Asset Management Ltd
    2 St. Andrew's Hill
    London
    City Of London
    EC4V 5BY
    UNITED KINGDOM
    Phone
    +4402072469930
    Web
    https://www.commanderam.com

  • Complaints Contact

    Commander Asset Management Ltd
    2 St. Andrew's Hill
    London
    City Of London
    EC4V 5BY
    UNITED KINGDOM
    Phone
    +4402072469930

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Colston Ray

    IRN JCR01143

    • [FCA CF] Client dealing (since 30 Mar 2021)
    • CF30 Customer (13 Apr 2019 to 8 Dec 2019)
  • James Edward Rolfe

    IRN JXR01213

    • [FCA CF] Client dealing (since 30 Mar 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (18 Oct 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (18 Oct 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (18 Oct 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (17 May 2005 to 31 Oct 2007)
    • CF27 Investment Management (4 Mar 2003 to 31 Oct 2007)
  • John Shaw Miller

    IRN JSM01151

    • CF2 Non Executive Director (4 Mar 2003 to 1 Mar 2010)
  • Mark Corbet MacRae Randall

    IRN MCR01047

    • [FCA CF] Client dealing (since 30 Mar 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (17 May 2005 to 31 Oct 2007)
    • CF1 Director (4 Mar 2003 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Mar 2003 to 8 Oct 2007)
    • CF11 Money Laundering Reporting (4 Mar 2003 to 8 Oct 2007)
    • CF27 Investment Management (4 Mar 2003 to 31 Oct 2007)
    • CF3 Chief Executive (4 Mar 2003 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (4 Mar 2003 to 31 Oct 2007)
  • Timothy Legge Tatham

    IRN TLT01003

    • [FCA CF] Client dealing (since 30 Mar 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (17 May 2005 to 31 Oct 2007)
    • CF27 Investment Management (4 Mar 2003 to 31 Oct 2007)
    • CF1 Director (4 Mar 2003 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.