Columbia Threadneedle Fund Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Adrian Kevin Hickey
IRN AKH01015
- CF27 Investment Management (4 Aug 2005 to 21 Sep 2006)
Adrian Nigel Francis Fowler
IRN ANF01007
- CF30 Customer (1 Nov 2007 to 12 Feb 2008)
- CF27 Investment Management (8 Jun 2004 to 31 Oct 2007)
Alain Leopold Guillaume Grisay
IRN ALG01015
- CF8 Apportionment and Oversight (3 Feb 2006 to 31 Mar 2009)
- CF1 Director (11 Oct 2004 to 5 Apr 2011)
Alan Charles Line
IRN ACL01028
- CF26 Customer Trading (11 Oct 2004 to 31 Mar 2005)
Alan Hyam
IRN AXH00128
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
Alan Lee
IRN AXL00446
- [FCA CF] Significant management (10 Jun 2022 to 31 May 2024)
Alan Victor Foreman
IRN AVF00003
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
Alastair Qualtrough
IRN AXQ00050
- [FCA CF] Material risk taker (since 22 Jul 2024)
Alban Guillaume Luc Lhonneur
IRN AGL01045
- [FCA CF] Material risk taker (since 1 Jun 2021)
Albert Jeremiah Allen
IRN AXA01110
- CF27 Investment Management (4 Jun 2003 to 30 Mar 2005)

Smaller firms operating under this firm's FCA authorisation.

R & SA Marketing Services Plc (no longer appointed)
FRN 214818 · Appointed 11 Jul 2002 · Until 9 Feb 2012
RSAIFS Marketing Services Limited (no longer appointed)
FRN 200812 · Appointed 6 Apr 1994 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.