Columbia Lake Partners Manager, LLP

Date authorised
3 October 2016
Companies House
OC391429
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2nd Floor
    8 Smart's Place
    London
    WC2B 5LW
    UNITED KINGDOM
    Phone
    +442030342051
    Web
    https://www.clpgrowth.com

  • Complaints Contact

    2nd Floor
    8 Smart's Place
    London
    WC2B 5LW
    UNITED KINGDOM
    Phone
    +442030342051

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Columbia Lake Partners Growth Lending (H

    IRN XXC01311

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (3 Oct 2016 to 8 Dec 2019)
  • Brian Feinstein

    IRN BXF01249

    • CF2 Non Executive Director (3 Oct 2016 to 8 Dec 2019)
  • Craig William Netterfield

    IRN CWN01014

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF3 Chief Executive (3 Oct 2016 to 8 Dec 2019)
    • CF30 Customer (3 Oct 2016 to 8 Dec 2019)
    • CF4 Partner (3 Oct 2016 to 8 Dec 2019)
  • Edward Fenn Salmon

    IRN EFS01014

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF10 Compliance Oversight (3 Oct 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Oct 2016 to 8 Dec 2019)
  • G Felda Hardymon

    IRN GFH01027

    • SMF27 Partner (9 Dec 2019 to 27 Jul 2023)
    • CF4 Partner (3 Oct 2016 to 8 Dec 2019)
  • Kenneth Parmelee Wilcox

    IRN KPW01027

    • SMF27 Partner (9 Dec 2019 to 27 Jul 2023)
    • CF30 Customer (3 Oct 2016 to 8 Dec 2019)
    • CF4 Partner (3 Oct 2016 to 8 Dec 2019)
  • Wayne K. Goldstein

    IRN WKG01014

    • SMF27 Partner (9 Dec 2019 to 27 Jul 2023)
    • CF4 Partner (3 Oct 2016 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

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