Colliers Capital Holdings Limited

• Principal Place of Business

  95 Wigmore Street

  London

  W1U 1FF

  UNITED KINGDOM

  Phone

  +4402079354499

  Web

  http://www.colliersglobalinvestors.com/en-gb/

• Complaints Contact

  95 Wigmore Street

  London

  W1U 1FF

  UNITED KINGDOM

  Phone

  +4402079354499

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Non-investment insurance contracts

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adrian Nicholas Payne

  IRN ANP01033

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF30 Customer (8 Jan 2013 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (8 Jan 2013 to 8 Dec 2019)
• Davoud Amel-Azizpour

  IRN DXA01749

  • SMF3 Executive Director (9 Dec 2019 to 17 Apr 2023)
  • CF1 Director (19 Feb 2016 to 8 Dec 2019)
• James Anthony Evans

  IRN JAE01079

  • CF30 Customer (5 Oct 2016 to 12 Mar 2017)
• John James Knowles

  IRN JJK01032

  • CF30 Customer (since 7 Jun 2022)
  • CF4 Partner (AR) (since 7 Jun 2022)
  • CF4 Partner (AR) (10 Mar 2017 to 31 Dec 2021)
  • CF3 Chief Executive (AR) (10 Mar 2017 to 31 Dec 2021)
  • CF30 Customer (10 Mar 2017 to 31 Dec 2021)
• Martin Victor Lubieniecki

  IRN MVL01010

  • CF10 Compliance Oversight (15 Jul 2013 to 20 Dec 2013)
  • CF1 Director (8 Jan 2013 to 3 Aug 2015)
• Meghan Elizabeth Brown

  IRN MEB01179

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2024)
  • CF30 Customer (6 Jul 2015 to 8 Dec 2019)
• Nicholas John Leighton Parsons

  IRN NJP01124

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2024)
  • CF30 Customer (8 Jan 2013 to 8 Dec 2019)
• Nicola Jane Ramsbottom

  IRN NJR01134

  • CF10 Compliance Oversight (8 Jan 2013 to 19 Apr 2013)
• Nigel Brian Holroyd

  IRN NBH01016

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF1 Director (8 Jan 2013 to 8 Dec 2019)
  • CF3 Chief Executive (8 Jan 2013 to 8 Dec 2019)
  • CF30 Customer (8 Jan 2013 to 8 Dec 2019)
  • Responsible for Insurance Mediation (8 Jan 2013 to 30 Sep 2018)
• Sebastian Charles Michael Aps

  IRN SCA01055

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF10 Compliance Oversight (18 Dec 2013 to 8 Dec 2019)

• Colliers International Property Advisers UK LLP

  FRN 975841 · Appointed 17 May 2022

• Colliers International Capital Markets UK LLP (no longer appointed)

  FRN 752320 · Appointed 11 Jul 2016 · Until 31 Dec 2021 · Tied agent

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