COLIN HARDY & CO. LIMITED

Date authorised
1 April 2013
Companies House
01273245
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Colin Hardy & Co Ltd
    85 Queen Street
    Exeter
    Devon
    EX4 3RP
    UNITED KINGDOM
    Phone
    +4401392436444
    Web
    https://www.colinhardy.co.uk

  • Complaints Contact

    Colin Hardy & Co Ltd
    85 Queen Street
    Exeter
    Devon
    EX4 3RP
    UNITED KINGDOM
    Phone
    +4401392436444

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Goddard

    IRN AXG02679

    • SMF3 Executive Director (9 Dec 2019 to 24 Aug 2020)
    • CF1 Director (1 Jun 2016 to 8 Dec 2019)
  • Colin Michael Hardy

    IRN CMH00043

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF3 Chief Executive (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
  • Neil Murrin

    IRN NXM01287

    • CF1 Director (17 Sep 2009 to 17 Apr 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.