Date authorised
1 April 2013
Companies House
00000950
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Fenchurch Street
    London
    EC3M 3BY
    UNITED KINGDOM
    Phone
    +442077436800
  • Complaints Contact

    20 Fenchurch Street
    London
    EC3M 3BY
    UNITED KINGDOM
    Phone
    +442077436800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christian Thomas Taylor

    IRN CXT00033

    • [FCA CF] Significant management (10 Dec 2018 to 25 Sep 2023)
  • Christine Barclay

    IRN CXB01796

    • CF29 Significant management (11 Feb 2008 to 19 May 2011)
  • Christopher John Slaney

    IRN CXS00517

    • [FCA CF] Significant management (since 10 Feb 2022)
  • Christopher Phillip Bottomley

    IRN CPB01058

    • CF18 Significant Mgt (Insurance Underwriting) (19 Dec 2003 to 10 Nov 2006)
  • Claire Fitzpatrick

    IRN CXF01512

    • CF11 Money Laundering Reporting (10 May 2017 to 31 Aug 2018)
    • CF10 Compliance Oversight (10 May 2017 to 31 Aug 2018)
  • Craig Bennett

    IRN CXB00071

    • [FCA CF] Significant management (10 Dec 2018 to 30 Oct 2020)
  • Craig Jones-Newey

    IRN CXJ00290

    • [FCA CF] Significant management (since 9 Jan 2024)
  • Daniel Scott Fortin

    IRN DSF01034

    • CF3 Chief Executive (1 Jun 2009 to 1 Dec 2009)
    • CF1 Director (1 Jun 2009 to 1 Dec 2009)
    • CF2 Non Executive Director (29 Mar 2006 to 1 May 2009)
  • David John Brosnan

    IRN DJB01608

    • SMF3 Executive Director (10 Dec 2018 to 1 Sep 2020)
    • SMF1 Chief Executive (10 Dec 2018 to 1 Sep 2020)
    • SIMF1 Chief Executive Function (7 Mar 2016 to 9 Dec 2018)
    • CF1 Director (AR) (7 Jan 2016 to 1 Sep 2020)
    • CF1 Director (18 Aug 2014 to 9 Dec 2018)
    • CF3 Chief Executive (18 Aug 2014 to 6 Mar 2016)
    • CF2 Non Executive Director (2 Dec 2013 to 18 Aug 2014)
  • David John Stevens

    IRN DJS01180

    • SMF2 Chief Finance (since 10 Dec 2018)
    • CF1 Director (AR) (since 14 Jan 2016)
    • SIMF2 Chief Finance Function (7 Mar 2016 to 9 Dec 2018)
    • CF29 Significant management (5 Nov 2007 to 9 Dec 2018)
    • CF1 Director (5 Nov 2007 to 6 Mar 2016)
    • CF28 Systems and controls (5 Nov 2007 to 6 Mar 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.