CMC Markets UK plc

Date authorised
1 April 2013
Companies House
02448409
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    133 Houndsditch
    London
    EC3A 7BX
    UNITED KINGDOM
    Phone
    +4402071708200
    Web
    https://www.cmcmarkets.com

  • Complaints Contact

    133 Houndsditch
    London
    City Of London
    EC3A 7BX
    UNITED KINGDOM
    Phone
    +442030038441

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen Wotton

    IRN SXW00602

    • [FCA CF] Significant management (18 Sep 2024 to 3 Nov 2025)
  • Stephen john Bower

    IRN SJB01389

    • CF26 Customer Trading (15 Jun 2004 to 10 Nov 2006)
    • CF22 Investment Adviser (Trainee) (8 Jul 2003 to 15 Jun 2004)
  • Steven Robert Howard

    IRN SRH01088

    • [FCA CF] Client dealing (since 28 Jan 2025)
  • Stuart James Kousoulou

    IRN SJK01115

    • [FCA CF] Algorithmic trading (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (14 Nov 2006 to 31 Oct 2007)
  • Stuart John Fromant

    IRN SJF01201

    • CF30 Customer (19 Nov 2007 to 18 Mar 2011)
  • Stuart Manning

    IRN SXM04830

    • SMF11 Chair of the Audit Committee (since 1 Nov 2025)
  • Stuart Roberts

    IRN SXR00269

    • [FCA CF] Significant management (9 Dec 2019 to 30 Jun 2022)
  • Stuart Scrase

    IRN SXS01422

    • CF26 Customer Trading (1 Dec 2001 to 14 Jun 2007)
  • Su Hau Ng

    IRN SXN00124

    • [FCA CF] Client dealing (9 Dec 2019 to 29 Apr 2022)
  • Susana del Cura Reguero

    IRN SXD01760

    • CF30 Customer (4 Jun 2010 to 2 Nov 2011)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • City AM Limited (no longer appointed)

    FRN 480803 · Appointed 26 Mar 2008 · Until 26 Mar 2010

  • Vitesse Media PLC (no longer appointed)

    FRN 480295 · Appointed 13 Mar 2008 · Until 28 Aug 2009

  • Proactive Investors Ltd (no longer appointed)

    FRN 475129 · Appointed 12 Nov 2007 · Until 28 Aug 2009

  • OSTC Limited (no longer appointed)

    FRN 473634 · Appointed 8 Oct 2007 · Until 28 Aug 2009

  • Digital Look Ltd (no longer appointed)

    FRN 467277 · Appointed 30 Apr 2007 · Until 24 Jan 2011

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.