CMC Markets UK plc

• Principal Place of Business

  133 Houndsditch

  London

  EC3A 7BX

  UNITED KINGDOM

  Phone

  +4402071708200

  Web

  https://www.cmcmarkets.com

• Complaints Contact

  133 Houndsditch

  London

  City Of London

  EC3A 7BX

  UNITED KINGDOM

  Phone

  +442030038441

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Jayne Marie Banks

  IRN JMB01199

  • CF21 Investment Adviser (1 Dec 2001 to 14 Mar 2005)
• Jeremiah Adereti

  IRN JXA01890

  • [FCA CF] Manager of certification employee (since 30 Apr 2025)
  • [FCA CF] Material risk taker (since 17 Feb 2025)
  • [FCA CF] Client dealing (since 30 Aug 2023)
  • [FCA CF] Algorithmic trading (since 30 Aug 2023)
• Jerome-Said Neguiral

  IRN JXN01316

  • [FCA CF] Manager of certification employee (27 Jun 2023 to 5 Mar 2025)
  • [FCA CF] Proprietary trader (28 Apr 2023 to 5 Mar 2025)
  • [FCA CF] Significant management (13 Mar 2023 to 5 Mar 2025)
  • [FCA CF] Client dealing (13 Mar 2023 to 5 Mar 2025)
  • [FCA CF] Algorithmic trading (13 Mar 2023 to 5 Mar 2025)
  • [FCA CF] Material risk taker (13 Mar 2023 to 5 Mar 2025)
• Jiaxi Wu

  IRN JXW00380

  • [FCA CF] Algorithmic trading (since 13 Feb 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• Johanna Marie Young

  IRN JMY01023

  • CF30 Customer (8 Mar 2010 to 6 May 2011)
• John David Jackson

  IRN JDJ01029

  • CF2 Non Executive Director (12 Sep 2005 to 12 Jan 2008)
• John Frederick Ersser

  IRN JFE01014

  • CF8 Apportionment and Oversight (15 Mar 2004 to 6 Apr 2005)
  • CF1 Director (1 Dec 2001 to 5 Sep 2008)
• John Richard Bradbury

  IRN JRB01146

  • CF21 Investment Adviser (1 Dec 2001 to 21 Dec 2001)
  • CF1 Director (1 Dec 2001 to 21 Dec 2001)
  • CF26 Customer Trading (1 Dec 2001 to 21 Dec 2001)
• John Richardson Cubbin

  IRN JXC03462

  • SMF2 Chief Finance (1 Nov 2025 to 12 Jan 2026)
• Jolyon Baker

  IRN JXB01569

  • CF30 Customer (1 Nov 2007 to 14 Jan 2009)
  • CF21 Investment Adviser (28 Dec 2001 to 24 Feb 2005)
  • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)

• City AM Limited (no longer appointed)

  FRN 480803 · Appointed 26 Mar 2008 · Until 26 Mar 2010

• Vitesse Media PLC (no longer appointed)

  FRN 480295 · Appointed 13 Mar 2008 · Until 28 Aug 2009

• Proactive Investors Ltd (no longer appointed)

  FRN 475129 · Appointed 12 Nov 2007 · Until 28 Aug 2009

• OSTC Limited (no longer appointed)

  FRN 473634 · Appointed 8 Oct 2007 · Until 28 Aug 2009

• Digital Look Ltd (no longer appointed)

  FRN 467277 · Appointed 30 Apr 2007 · Until 24 Jan 2011

No changes recorded yet.