CMC Markets UK plc

• Principal Place of Business

  133 Houndsditch

  London

  EC3A 7BX

  UNITED KINGDOM

  Phone

  +4402071708200

  Web

  https://www.cmcmarkets.com

• Complaints Contact

  133 Houndsditch

  London

  City Of London

  EC3A 7BX

  UNITED KINGDOM

  Phone

  +442030038441

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Andrew John Palmer

  IRN AJP01184

  • CF21 Investment Adviser (1 Dec 2001 to 14 Mar 2005)
• Andrew Matthews

  IRN AXM00601

  • [FCA CF] Significant management (9 Dec 2019 to 30 Jun 2022)
• Andrew Nicholas Gordon Beazley

  IRN ANB01041

  • CF26 Customer Trading (21 Nov 2006 to 4 Oct 2007)
  • CF21 Investment Adviser (15 Mar 2004 to 14 Mar 2005)
• Andrew Tetsuya Easterbrook

  IRN ATE01003

  • CF26 Customer Trading (17 Sep 2002 to 31 Oct 2003)
• Anik Ashok Sodha

  IRN AAS01152

  • CF30 Customer (28 Sep 2012 to 31 Aug 2017)
• Anish Ruparelia

  IRN AXR00592

  • [FCA CF] Significant management (since 13 Jun 2022)
• Anita Grazyna Wisniewska-Paluch

  IRN AGW01107

  • CF30 Customer (13 Mar 2009 to 9 Jul 2010)
• Annelie Helena Westerlind

  IRN AHW01045

  • CF30 Customer (12 Oct 2010 to 2 Jan 2013)
• Anthony Edward Betts

  IRN AEB01036

  • CF30 Customer (20 Jun 2008 to 17 Aug 2009)
• Anthony Edwards

  IRN AXE01073

  • CF21 Investment Adviser (1 Dec 2001 to 24 Oct 2003)

• Purple Lounge Ltd (no longer appointed)

  FRN 493785 · Appointed 1 Jan 2009 · Until 11 Nov 2010

• Global Equity Trading Ltd (no longer appointed)

  FRN 493098 · Appointed 17 Dec 2008 · Until 28 Aug 2009

• Trade2Win Limited (no longer appointed)

  FRN 492425 · Appointed 4 Dec 2008 · Until 24 Dec 2008

• Information Exchange Limited (no longer appointed)

  FRN 492367 · Appointed 3 Dec 2008 · Until 28 Aug 2009

• Ezeetrader Markets Limited (no longer appointed)

  FRN 491742 · Appointed 21 Nov 2008 · Until 17 Jun 2010

• Equals Money PLC (no longer appointed)

  FRN 488396 · Appointed 4 Sep 2008 · Until 6 Aug 2010

• EquityTrades4u Limited (no longer appointed)

  FRN 486104 · Appointed 15 Jul 2008 · Until 17 Jun 2010

• Express Newspapers (no longer appointed)

  FRN 455524 · Appointed 12 Jun 2008 · Until 2 Dec 2009

• Clickthemarkets.com.Ltd (no longer appointed)

  FRN 484371 · Appointed 9 Jun 2008 · Until 28 Aug 2009

• Cantos Communications Limited (no longer appointed)

  FRN 483357 · Appointed 15 May 2008 · Until 15 Sep 2010

No changes recorded yet.