CMC Markets UK plc

• Principal Place of Business

  133 Houndsditch

  London

  EC3A 7BX

  UNITED KINGDOM

  Phone

  +4402071708200

  Web

  https://www.cmcmarkets.com

• Complaints Contact

  133 Houndsditch

  London

  City Of London

  EC3A 7BX

  UNITED KINGDOM

  Phone

  +442030038441

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stephen Wotton

  IRN SXW00602

  • [FCA CF] Significant management (18 Sep 2024 to 3 Nov 2025)
• Stephen john Bower

  IRN SJB01389

  • CF26 Customer Trading (15 Jun 2004 to 10 Nov 2006)
  • CF22 Investment Adviser (Trainee) (8 Jul 2003 to 15 Jun 2004)
• Steven Robert Howard

  IRN SRH01088

  • [FCA CF] Client dealing (since 28 Jan 2025)
• Stuart James Kousoulou

  IRN SJK01115

  • [FCA CF] Algorithmic trading (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF26 Customer Trading (14 Nov 2006 to 31 Oct 2007)
• Stuart John Fromant

  IRN SJF01201

  • CF30 Customer (19 Nov 2007 to 18 Mar 2011)
• Stuart Manning

  IRN SXM04830

  • SMF11 Chair of the Audit Committee (since 1 Nov 2025)
• Stuart Roberts

  IRN SXR00269

  • [FCA CF] Significant management (9 Dec 2019 to 30 Jun 2022)
• Stuart Scrase

  IRN SXS01422

  • CF26 Customer Trading (1 Dec 2001 to 14 Jun 2007)
• Su Hau Ng

  IRN SXN00124

  • [FCA CF] Client dealing (9 Dec 2019 to 29 Apr 2022)
• Susana del Cura Reguero

  IRN SXD01760

  • CF30 Customer (4 Jun 2010 to 2 Nov 2011)

• Purple Lounge Ltd (no longer appointed)

  FRN 493785 · Appointed 1 Jan 2009 · Until 11 Nov 2010

• Global Equity Trading Ltd (no longer appointed)

  FRN 493098 · Appointed 17 Dec 2008 · Until 28 Aug 2009

• Trade2Win Limited (no longer appointed)

  FRN 492425 · Appointed 4 Dec 2008 · Until 24 Dec 2008

• Information Exchange Limited (no longer appointed)

  FRN 492367 · Appointed 3 Dec 2008 · Until 28 Aug 2009

• Ezeetrader Markets Limited (no longer appointed)

  FRN 491742 · Appointed 21 Nov 2008 · Until 17 Jun 2010

• Equals Money PLC (no longer appointed)

  FRN 488396 · Appointed 4 Sep 2008 · Until 6 Aug 2010

• EquityTrades4u Limited (no longer appointed)

  FRN 486104 · Appointed 15 Jul 2008 · Until 17 Jun 2010

• Express Newspapers (no longer appointed)

  FRN 455524 · Appointed 12 Jun 2008 · Until 2 Dec 2009

• Clickthemarkets.com.Ltd (no longer appointed)

  FRN 484371 · Appointed 9 Jun 2008 · Until 28 Aug 2009

• Cantos Communications Limited (no longer appointed)

  FRN 483357 · Appointed 15 May 2008 · Until 15 Sep 2010

No changes recorded yet.