CMC Markets UK plc

Date authorised
1 April 2013
Companies House
02448409
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    133 Houndsditch
    London
    EC3A 7BX
    UNITED KINGDOM
    Phone
    +4402071708200
    Web
    https://www.cmcmarkets.com

  • Complaints Contact

    133 Houndsditch
    London
    City Of London
    EC3A 7BX
    UNITED KINGDOM
    Phone
    +442030038441

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michelle Prance

    IRN MXG01729

    • CF29 Significant management (31 Jan 2011 to 12 Nov 2012)
  • Muffadal Adamjee

    IRN MXA00306

    • [FCA CF] Significant management (9 Dec 2019 to 5 Jun 2023)
  • Narrinder Singh Nijjar

    IRN NSN01003

    • CF30 Customer (1 Nov 2007 to 15 Jul 2019)
    • CF26 Customer Trading (17 Mar 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 17 Mar 2005)
  • Nathan Dominik Christian Neu

    IRN NDN01008

    • CF30 Customer (3 Aug 2010 to 2 Jul 2012)
  • Nathan John Miller

    IRN NJM01177

    • CF30 Customer (13 Nov 2007 to 4 Jul 2011)
  • Nathan Sage

    IRN NXS01891

    • [FCA CF] Client dealing (13 Feb 2023 to 14 Feb 2023)
    • [FCA CF] Algorithmic trading (13 Feb 2023 to 14 Feb 2023)
  • Nathan Sage

    IRN NXS02197

    • [FCA CF] Client dealing (since 13 Feb 2023)
    • [FCA CF] Algorithmic trading (since 13 Feb 2023)
  • Neil Adams

    IRN NDA01026

    • CF30 Customer (13 Oct 2014 to 16 Jul 2019)
  • Neil Christopher Emmerson

    IRN NCE01014

    • [FCA CF] Manager of certification employee (1 Jul 2023 to 7 May 2025)
    • [FCA CF] Algorithmic trading (9 Dec 2019 to 7 May 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 7 May 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 7 May 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 7 May 2025)
    • CF30 Customer (3 Apr 2019 to 8 Dec 2019)
  • Neil Harry Vinall

    IRN NHV01001

    • SMF18 Other Overall Responsibility (since 11 Jun 2025)
    • SMF24 Chief Operations (8 Sep 2022 to 11 Jun 2025)
    • [FCA CF] Material risk taker (31 Jul 2020 to 7 Sep 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 7 Sep 2022)
    • CF30 Customer (1 Nov 2007 to 5 Jun 2009)
    • CF26 Customer Trading (16 Nov 2006 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.