CMC Markets UK plc

• Principal Place of Business

  133 Houndsditch

  London

  EC3A 7BX

  UNITED KINGDOM

  Phone

  +4402071708200

  Web

  https://www.cmcmarkets.com

• Complaints Contact

  133 Houndsditch

  London

  City Of London

  EC3A 7BX

  UNITED KINGDOM

  Phone

  +442030038441

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Ilona Gilbert

  IRN IXG01195

  • CF30 Customer (17 Nov 2010 to 19 Mar 2012)
• Imogen Alysoun Cook

  IRN IAC01037

  • CF26 Customer Trading (11 Jan 2006 to 10 Jul 2006)
• Ioulia Grant

  IRN IXG01105

  • CF26 Customer Trading (17 Mar 2005 to 23 Feb 2007)
  • CF21 Investment Adviser (9 Sep 2003 to 17 Mar 2005)
• JOSE MARTON PEREZ

  IRN JJM01262

  • CF30 Customer (9 Sep 2010 to 7 Nov 2013)
• Jack Malone

  IRN JDM01205

  • [FCA CF] Client dealing (since 8 Jan 2025)
• Jack Vincent Moore

  IRN JVM01028

  • CF30 Customer (17 Jan 2008 to 28 Mar 2008)
• Jade Lynn

  IRN JXL00270

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2024)
• Jade Prue Wiebe

  IRN JPW01164

  • CF30 Customer (18 Feb 2008 to 27 Nov 2009)
• Jaffar Hassan

  IRN JXH03316

  • [FCA CF] Algorithmic trading (since 18 Nov 2025)
• Jake Roberts

  IRN JXR00291

  • [FCA CF] Client dealing (since 9 Dec 2019)

• Purple Lounge Ltd (no longer appointed)

  FRN 493785 · Appointed 1 Jan 2009 · Until 11 Nov 2010

• Global Equity Trading Ltd (no longer appointed)

  FRN 493098 · Appointed 17 Dec 2008 · Until 28 Aug 2009

• Trade2Win Limited (no longer appointed)

  FRN 492425 · Appointed 4 Dec 2008 · Until 24 Dec 2008

• Information Exchange Limited (no longer appointed)

  FRN 492367 · Appointed 3 Dec 2008 · Until 28 Aug 2009

• Ezeetrader Markets Limited (no longer appointed)

  FRN 491742 · Appointed 21 Nov 2008 · Until 17 Jun 2010

• Equals Money PLC (no longer appointed)

  FRN 488396 · Appointed 4 Sep 2008 · Until 6 Aug 2010

• EquityTrades4u Limited (no longer appointed)

  FRN 486104 · Appointed 15 Jul 2008 · Until 17 Jun 2010

• Express Newspapers (no longer appointed)

  FRN 455524 · Appointed 12 Jun 2008 · Until 2 Dec 2009

• Clickthemarkets.com.Ltd (no longer appointed)

  FRN 484371 · Appointed 9 Jun 2008 · Until 28 Aug 2009

• Cantos Communications Limited (no longer appointed)

  FRN 483357 · Appointed 15 May 2008 · Until 15 Sep 2010

No changes recorded yet.