Cluttons Investment Management (UK) LLP

Date authorised
1 April 2013
Companies House
OC334711
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Yarnwicke
    119-121 Cannon Street
    London
    EC4N 5AT
    UNITED KINGDOM
    Phone
    +4402035823172
    Web
    https://www.cluttonsim.com

  • Complaints Contact

    Yarnwicke
    119-121 Cannon Street
    London
    EC4N 5AT
    UNITED KINGDOM
    Phone
    +4402035823172

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Debenture, Share, Unit

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Debenture, Share, Unit

  • Investment Setup

    For Eligible Counterparty, Professional, Debenture, Share, Unit

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Cluttons LLP

    IRN XXC01107

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (2 Dec 2008 to 8 Dec 2019)
  • Darren Patrick McGill

    IRN DPM01152

    • CF30 Customer (25 Oct 2010 to 3 Nov 2015)
    • CF4 Partner (25 Oct 2010 to 3 Nov 2015)
  • James Richard Gray

    IRN JXG00122

    • SMF27 Partner (27 Jan 2021 to 13 Mar 2025)
  • Jamie Macleod McCombe

    IRN JMM01315

    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF3 Chief Executive (1 Jan 2018 to 8 Dec 2019)
    • CF30 Customer (2 Dec 2008 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Dec 2008 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Dec 2008 to 8 Dec 2019)
    • CF4 Partner (2 Dec 2008 to 8 Dec 2019)
  • John William Wood

    IRN JWW01117

    • SMF27 Partner (9 Dec 2019 to 9 Dec 2019)
    • CF4 Partner (11 Jul 2012 to 8 Dec 2019)
  • Matthew Furnival Peake

    IRN MFP01030

    • CF30 Customer (21 Aug 2017 to 8 Dec 2019)
  • Nicholas Charles Potter

    IRN NXP00145

    • [FCA CF] Significant management (since 31 Mar 2021)
  • Paul Chilton

    IRN PXC01822

    • CF4 Partner (2 Dec 2008 to 1 Jun 2012)
  • Ross Peter Owen

    IRN RPO01023

    • CF3 Chief Executive (2 Dec 2008 to 25 May 2017)
    • CF30 Customer (2 Dec 2008 to 25 May 2017)
    • CF4 Partner (2 Dec 2008 to 25 May 2017)
  • William Phillip Siegle

    IRN WPS01024

    • CF4 Partner (2 Dec 2008 to 31 Mar 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.