Date authorised
1 April 2013
Companies House
02497661
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    First Floor Office
    30-32 High Street
    Thornbury
    Bristol
    Gloucestershire
    BS35 2AJ
    UNITED KINGDOM
    Phone
    +4401454423000
  • Complaints Contact

    First Floor Office
    30-32 High Street
    Thornbury
    Bristol
    Gloucestershire
    BS35 2AJ
    UNITED KINGDOM
    Phone
    +4401454423000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Lee Brown

    IRN JXB01420

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 23 Jun 2023)
  • Neil Lister Cumming

    IRN NXC00352

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 23 Jun 2023)
  • Richard Anthony Savage

    IRN RAS01223

    • CF28 Systems and controls (1 Nov 2007 to 29 May 2010)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
    • Responsible for Insurance Mediation (14 Jan 2005 to 29 May 2010)
  • Robert John Jones

    IRN RXJ00263

    • [FCA CF] Benchmark submission and administration (since 31 Jul 2023)
    • [FCA CF] CASS oversight function (since 31 Jul 2023)
  • Robert John Jones

    IRN RJJ00020

    • CF1 Director (14 Jan 2005 to 13 Mar 2012)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
  • Samuel Levi David Jones

    IRN SLJ01040

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • Responsible for Insurance Mediation (22 Mar 2012 to 30 Sep 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Paul Sterry (no longer appointed)

    FRN 430576 · Appointed 4 Apr 2005 · Until 31 Jul 2008

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.