Date authorised
19 July 2016
Companies House
06993053
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    26 Kings Hill Avenue
    West Malling
    ME19 4AE
    UNITED KINGDOM
    Phone
    +441732753910
  • Complaints Contact

    26 Kings Hill Avenue
    Kings Hill
    West Malling
    Kent
    ME19 4AE
    UNITED KINGDOM
    Phone
    +4401732753910

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Thomas David O'Connor

    IRN TDO00006

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2020 to 13 Aug 2021)
    • CF1 Director (25 Jun 2019 to 8 Dec 2019)
  • Thomas Meredith Plews

    IRN TMP01041

    • Responsible for Insurance Distribution (since 27 Mar 2024)
    • SMF3 Executive Director (since 2 Nov 2022)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2020 to 2 Nov 2022)
    • CF1 Director (28 Jun 2017 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.