Clipstone Capital Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Clipstone Investment Management Ltd45 Albemarle StreetLondonWestminsterW1S 4JLUNITED KINGDOM- Phone
- +442070430270
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Complaints Contact
Clipstone Investment Management Ltd45 Albemarle StreetLondonWestminsterW1S 4JLUNITED KINGDOM- Phone
- +442070430270
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Arranges Investments
For Commercial, Non-investment insurance contracts
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Stockbroking
For Commercial, Non-investment insurance contracts
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Investment Setup
For Commercial, Non-investment insurance contracts
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Marc Robert Michael Cowley
IRN MRC01212
- CF30 Customer (15 Apr 2015 to 8 Feb 2016)
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Richard Robert Dury Demarchi
IRN RRN01013
- Responsible for Insurance Distribution (since 11 Feb 2022)
- SMF3 Executive Director (since 11 Feb 2022)
- SMF16 Compliance Oversight (since 11 Feb 2022)
- [FCA CF] Client dealing (since 22 Mar 2021)
- CF30 Customer (21 Oct 2016 to 8 Dec 2019)
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Stephanie Jane Arnold
IRN SJA01228
- [FCA CF] Client dealing (22 Mar 2021 to 31 Dec 2022)
- CF30 Customer (3 Dec 2015 to 8 Dec 2019)
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Toby John Grenville Dean
IRN TJD01115
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF28 Systems and controls (15 Apr 2015 to 8 Dec 2019)
- CF1 Director (15 Apr 2015 to 8 Dec 2019)
- CF11 Money Laundering Reporting (15 Apr 2015 to 8 Dec 2019)
- CF30 Customer (15 Apr 2015 to 8 Dec 2019)
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William John Arnold
IRN WJA01033
- SMF16 Compliance Oversight (9 Dec 2019 to 15 Feb 2022)
- SMF3 Executive Director (9 Dec 2019 to 15 Feb 2022)
- Responsible for Insurance Distribution (1 Oct 2018 to 15 Feb 2022)
- Responsible for Insurance Mediation (24 Nov 2016 to 30 Sep 2018)
- CF1 Director (15 Apr 2015 to 8 Dec 2019)
- CF10 Compliance Oversight (15 Apr 2015 to 8 Dec 2019)
- CF30 Customer (15 Apr 2015 to 8 Dec 2019)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.