Date authorised
15 April 2015
Companies House
08974700
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Clipstone Investment Management Ltd
    45 Albemarle Street
    London
    Westminster
    W1S 4JL
    UNITED KINGDOM
    Phone
    +442070430270
  • Complaints Contact

    Clipstone Investment Management Ltd
    45 Albemarle Street
    London
    Westminster
    W1S 4JL
    UNITED KINGDOM
    Phone
    +442070430270

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Marc Robert Michael Cowley

    IRN MRC01212

    • CF30 Customer (15 Apr 2015 to 8 Feb 2016)
  • Richard Robert Dury Demarchi

    IRN RRN01013

    • Responsible for Insurance Distribution (since 11 Feb 2022)
    • SMF3 Executive Director (since 11 Feb 2022)
    • SMF16 Compliance Oversight (since 11 Feb 2022)
    • [FCA CF] Client dealing (since 22 Mar 2021)
    • CF30 Customer (21 Oct 2016 to 8 Dec 2019)
  • Stephanie Jane Arnold

    IRN SJA01228

    • [FCA CF] Client dealing (22 Mar 2021 to 31 Dec 2022)
    • CF30 Customer (3 Dec 2015 to 8 Dec 2019)
  • Toby John Grenville Dean

    IRN TJD01115

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF28 Systems and controls (15 Apr 2015 to 8 Dec 2019)
    • CF1 Director (15 Apr 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (15 Apr 2015 to 8 Dec 2019)
    • CF30 Customer (15 Apr 2015 to 8 Dec 2019)
  • William John Arnold

    IRN WJA01033

    • SMF16 Compliance Oversight (9 Dec 2019 to 15 Feb 2022)
    • SMF3 Executive Director (9 Dec 2019 to 15 Feb 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 15 Feb 2022)
    • Responsible for Insurance Mediation (24 Nov 2016 to 30 Sep 2018)
    • CF1 Director (15 Apr 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (15 Apr 2015 to 8 Dec 2019)
    • CF30 Customer (15 Apr 2015 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.