Clifton Financial Planning Limited

• Principal Place of Business

  68 Swiss Drive

  Bristol

  Bristol, City Of

  BS3 2RW

  UNITED KINGDOM

  Phone

  +4407584296220

  Web

  https://www.cliftonfp.co.uk

• Complaints Contact

  Square Works

  17-18 Berkeley Square

  Bristol

  Bristol, City Of

  BS8 1HB

  UNITED KINGDOM

  Phone

  +4407584296220

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Giridhar Raju Kondru

  IRN GRK00003

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Jun 2022)
  • [FCA CF] Functions requiring qualifications (since 1 Jun 2022)
• Matthew Mace

  IRN MXM02031

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 15 Sep 2020)
  • [FCA CF] Manager of certification employee (since 15 Sep 2020)
  • Responsible for Insurance Distribution (since 15 Sep 2020)
  • SMF16 Compliance Oversight (since 15 Sep 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Sep 2020)
  • SMF3 Executive Director (since 15 Sep 2020)
  • [FCA CF] Client dealing (since 15 Sep 2020)

No changes recorded yet.