Clearstream London Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Alexandre Jean-Jacques Roques
IRN AJR01279
- [FCA CF] Material risk taker (since 1 Jul 2023)
Germain Claude Lefebvre
IRN GXL00253
- [FCA CF] Material risk taker (since 26 May 2023)
John Michael Taylor
IRN JMT01140
- SMF1 Chief Executive (since 25 Jan 2023)
- SMF3 Executive Director (since 25 Jan 2023)
- SMF16 Compliance Oversight (31 Jan 2020 to 21 Dec 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (31 Jan 2020 to 21 Dec 2022)
Luke Sebastian Attfield
IRN LXA00212
- [FCA CF] Significant management (since 1 Jul 2023)
Marcus Paul Austin
IRN MXA00778
- [FCA CF] Significant management (since 1 Jul 2023)
Mark Howard Gem
IRN MXG00165
- Director of firm who is not a certification employee or a SMF manager (since 1 Dec 2020)
Marton Istvan Szigeti
IRN MXS01201
- [FCA CF] Significant management (since 1 Jul 2023)
Michele Bierset
IRN MXB00878
- Director of firm who is not a certification employee or a SMF manager (since 1 May 2022)
Philip Jason Brown
IRN PJB01263
- Director of firm who is not a certification employee or a SMF manager (since 1 May 2022)
Philippe Seyll
IRN PXS01297
- Director of firm who is not a certification employee or a SMF manager (31 Jan 2020 to 30 Apr 2022)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.