Date authorised
10 May 2022
Companies House
08024522
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    34 Lime Street
    London
    London
    EC3M 7AT
    UNITED KINGDOM
    Phone
    +4401823250700
  • Complaints Contact

    34 Lime Street
    London
    EC3M 7AT
    UNITED KINGDOM
    Phone
    +442077805974

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ben Michael Gibson

    IRN BXG00190

    • SMF3 Executive Director (10 May 2022 to 21 Jul 2025)
  • David Richard Varley

    IRN DXV00076

    • SMF3 Executive Director (18 Nov 2022 to 21 Jul 2025)
  • Diane Marie Smith

    IRN DMS01271

    • SMF3 Executive Director (10 May 2022 to 29 Nov 2024)
    • SMF27 Partner (10 May 2022 to 29 Nov 2024)
  • James Colin Wheddon

    IRN JCW01203

    • Responsible for Insurance Distribution (since 9 Jul 2025)
    • SMF3 Executive Director (since 9 Jul 2025)
  • Matthew Mervyn Pyke

    IRN MXP01502

    • SMF3 Executive Director (since 21 Jul 2025)
    • SMF9 Chair of the Governing Body (since 21 Jul 2025)
  • Robert Frederick Smith

    IRN RFS01035

    • Responsible for Insurance Distribution (10 May 2022 to 29 Nov 2024)
    • SMF27 Partner (10 May 2022 to 29 Nov 2024)
    • SMF3 Executive Director (10 May 2022 to 29 Nov 2024)
  • Stephen Astley

    IRN SXA02416

    • SMF3 Executive Director (since 18 Jul 2025)
  • Stephen William McNally

    IRN SXM01176

    • SMF3 Executive Director (25 Oct 2022 to 21 Jul 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.