CLEANBRIDGE ADVISORS (UK) LTD

Date authorised
3 January 2024
Companies House
14490826
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    50 Grosvenor Hill
    London
    Westminster
    W1K 3QT
    UNITED KINGDOM
    Phone
    +447590539593
    Web
    https://www.cleanbridge.co

  • Complaints Contact

    50 Grosvenor Hill
    London
    Westminster
    W1K 3QT
    UNITED KINGDOM
    Phone
    +447590539593

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Benjamin Moody

    IRN BXM00382

    • SMF1 Chief Executive (since 3 Jan 2024)
    • SMF16 Compliance Oversight (since 3 Jan 2024)
    • SMF3 Executive Director (since 3 Jan 2024)
  • Lawrence Warren Pimm

    IRN LWP01012

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Jan 2024)
    • SMF3 Executive Director (since 3 Jan 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.