Date authorised
1 April 2013
Companies House
03052018
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Commodity Quay
    St Katharine Docks
    London
    E1W 1BF
    UNITED KINGDOM
    Phone
    +4402073340000
  • Complaints Contact

    Commodity Quay
    St Katharine Docks
    London
    E1W 1BF
    UNITED KINGDOM
    Phone
    +4402073340000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Edward John Edmondson

    IRN EJE01020

    • CF30 Customer (6 Jul 2009 to 1 Jun 2010)
  • Elisa Gjertsen Bergshaven

    IRN EGB01031

    • CF30 Customer (28 Nov 2007 to 11 Sep 2008)
  • Elmiga Herbst

    IRN EXH00389

    • [FCA CF] Client dealing (19 May 2025 to 30 Mar 2026)
  • Emily Ann Shaw

    IRN EAD01036

    • [FCA CF] Manager of certification employee (since 14 Oct 2024)
    • [FCA CF] Significant management (since 14 Oct 2024)
    • [FCA CF] Client dealing (since 12 May 2022)
  • Fang Ying Chin

    IRN FXC22563

    • [FCA CF] Client dealing (9 Dec 2019 to 25 Jun 2020)
    • CF30 Customer (25 Oct 2019 to 8 Dec 2019)
  • Fengzhi Han

    IRN FXH01347

    • CF30 Customer (7 Jan 2017 to 23 Nov 2018)
  • Fiona Puay Ling Lim

    IRN FXL11670

    • [FCA CF] Client dealing (9 Dec 2019 to 25 Jun 2020)
    • CF30 Customer (25 Feb 2019 to 8 Dec 2019)
  • Freya Emily Todorova

    IRN FXT00090

    • [FCA CF] Client dealing (since 10 Mar 2025)
  • Gabriel Mounayer-Rigby

    IRN GXM00753

    • [FCA CF] Client dealing (11 Jun 2025 to 15 Jan 2026)
  • Gareth Sledmore

    IRN GXS01776

    • CF30 Customer (12 Mar 2010 to 25 Jan 2012)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.