Date authorised
1 April 2013
Companies House
03052018
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Commodity Quay
    St Katharine Docks
    London
    E1W 1BF
    UNITED KINGDOM
    Phone
    +4402073340000
  • Complaints Contact

    Commodity Quay
    St Katharine Docks
    London
    E1W 1BF
    UNITED KINGDOM
    Phone
    +4402073340000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Toby Benjamin Greig

    IRN TBG00002

    • CF1 Director (27 Jan 2010 to 12 Oct 2017)
    • CF30 Customer (1 Nov 2007 to 18 Oct 2017)
    • CF21 Investment Adviser (6 Oct 2006 to 31 Oct 2007)
  • Tuo Cheng

    IRN TXC01577

    • CF30 Customer (9 Oct 2015 to 8 Dec 2015)
  • Vassilis Michael Karakoulakis

    IRN VMK01005

    • [FCA CF] Client dealing (9 Dec 2019 to 13 Sep 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF22 Investment Adviser (Trainee) (13 Feb 2007 to 31 Oct 2007)
  • Victoria Grace Byrne

    IRN VXB81773

    • [FCA CF] Client dealing (5 Jun 2020 to 17 May 2023)
  • Vincent Edward Galea

    IRN VXG00110

    • SMF3 Executive Director (since 30 Apr 2025)
  • Vivek Naphray

    IRN VXN01086

    • SMF1 Chief Executive (2 Mar 2023 to 28 Apr 2025)
    • SMF3 Executive Director (5 Oct 2020 to 28 Apr 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Apr 2025)
    • CF30 Customer (21 Jan 2014 to 8 Dec 2019)
  • Wen Yuen Edwin Tay

    IRN WXT00024

    • [FCA CF] Client dealing (24 Mar 2021 to 18 Aug 2021)
  • William Horton

    IRN WXH22987

    • [FCA CF] Client dealing (9 Dec 2019 to 24 Jun 2020)
    • CF30 Customer (1 Nov 2019 to 8 Dec 2019)
  • Wyatt Thomas Smith

    IRN WXS00232

    • [FCA CF] Client dealing (since 24 Mar 2026)
  • Yang Yang

    IRN YXY01108

    • [FCA CF] Significant management (6 Aug 2021 to 1 Dec 2025)
    • [FCA CF] Manager of certification employee (6 Aug 2021 to 1 Dec 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Dec 2025)
    • CF30 Customer (1 Oct 2015 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.