Clarke Hillyer Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Christian Heckford Dadd
IRN CXD00202
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
Erzsebet Nemeth
IRN EXN00028
- [FCA CF] Benchmark submission and administration (9 Dec 2019 to 29 Feb 2024)
Jacqueline Ann Townley
IRN JXT00260
- [FCA CF] Client dealing (since 9 Dec 2019)
James Langrish-Smith
IRN JXL00314
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
Nigel Jeremy Charles Wilson
IRN NXW00118
- Responsible for Insurance Distribution (since 8 Jun 2022)
- SMF29 Limited scope function (limited scope SMCR firms only) (since 14 Feb 2022)
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
Robert George Ellice
IRN RGE01026
- CF1 Director (AR) (13 Jul 2015 to 22 Aug 2017)
- CF1 Director (14 Jan 2005 to 23 Jun 2017)
- Responsible for Insurance Mediation (14 Jan 2005 to 23 Jun 2017)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
Timothy John Henson
IRN TJH01201
- [FCA CF] CASS oversight function (9 Dec 2019 to 20 Jan 2022)
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 20 Jan 2022)
- SMF3 Executive Director (9 Dec 2019 to 20 Jan 2022)
- Responsible for Insurance Distribution (1 Oct 2018 to 20 Jan 2022)
- CF1 Director (23 Nov 2016 to 8 Dec 2019)
- Responsible for Insurance Mediation (23 Nov 2016 to 30 Sep 2018)

Smaller firms operating under this firm's FCA authorisation.

FCAL Limited (no longer appointed)
FRN 688176 · Appointed 23 Apr 2015 · Until 22 Sep 2017

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.