CLAIM 4 MISLEADING FINANCIAL ADVICE LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Financial Mis-Selling Claims
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Claims Lead Generation

Senior staff personally approved by the FCA to hold their roles here.

Ian Ellis
IRN IXE80621
- SMF29 Limited scope function (limited scope SMCR firms only) (7 Sep 2020 to 15 Dec 2021)
Vaughn William Thomas
IRN VWT01001
- SMF29 Limited scope function (limited scope SMCR firms only) (since 1 Feb 2022)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.