Date authorised
1 April 2013
Companies House
03600683
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2nd Floor
    40 Lime Street
    London
    EC3M 7AW
    UNITED KINGDOM
    Phone
    +442079297017
  • Complaints Contact

    2nd Floor
    40 Lime Street
    London
    EC3M 7AW
    UNITED KINGDOM
    Phone
    +442079297017

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alex Jomaa

    IRN AXJ00440

    • [FCA CF] Significant management (since 3 Jul 2023)
  • Amit Shah

    IRN AXS02586

    • CF28 Systems and controls (1 Sep 2016 to 8 Dec 2019)
  • Christopher Peter Charlton

    IRN CPC01063

    • CF2 Non Executive Director (28 Oct 2016 to 8 Dec 2019)
  • David Edward Reeves

    IRN DER01026

    • CF3 Chief Executive (AR) (since 3 Nov 2025)
    • CF1 Director (AR) (since 3 Nov 2025)
  • David James Thompson

    IRN DJT01175

    • CF13 Finance (14 Jan 2005 to 22 Dec 2006)
  • Gary Callaghan

    IRN GXC02137

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 9 Feb 2022)
    • CF2 Non Executive Director (24 Feb 2017 to 8 Dec 2019)
  • Hassan Dika

    IRN HXD00113

    • Director of firm who is not a certification employee or a SMF manager (since 1 Feb 2022)
  • James Reilly McGriskin

    IRN JRM01214

    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF1 Director (14 Jan 2005 to 18 May 2016)
    • CF3 Chief Executive (14 Jan 2005 to 18 May 2016)
  • Jamil Robert El Bahou

    IRN JRE01067

    • CF1 Director (1 Apr 2008 to 28 Feb 2009)
  • Martin Andrew Wright

    IRN MAW01203

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (AR) (31 Jul 2020 to 22 Nov 2025)
    • CF1 Director (24 Aug 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (5 Apr 2016 to 30 Sep 2018)
    • CF3 Chief Executive (5 Apr 2016 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (5 Apr 2016 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.