Date authorised
1 April 2013
Companies House
03933031
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Part 2nd Floor
    88 Leadenhall Street
    London
    EC3A 3BP
    UNITED KINGDOM
    Phone
    +442074887950
  • Complaints Contact

    Part 2nd Floor
    88 Leadenhall Street
    London
    EC3A 3BP
    UNITED KINGDOM
    Phone
    +442074887950

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Melanie Jane Weedy

    IRN MJW01391

    • CF28 Systems and controls (1 Nov 2007 to 30 Jan 2008)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
    • CF1 Director (14 Jan 2005 to 30 Jan 2008)
  • Nicholas Adam Wetherell

    IRN NXW00095

    • [FCA CF] Significant management (9 Dec 2019 to 30 Nov 2021)
  • Nicholas James Cook

    IRN NJC01176

    • CF1 Director (14 Jan 2005 to 4 Feb 2005)
  • Oliver Phillips

    IRN OXP00059

    • [FCA CF] Significant management (15 Sep 2023 to 29 Dec 2023)
  • Paul Johnson

    IRN PXJ01543

    • CF1 Director (AR) (since 15 Feb 2024)
    • SMF3 Executive Director (4 May 2020 to 30 Sep 2024)
  • Peter Russell Pennington Legh

    IRN PXP00060

    • CF2 Non Executive Director (14 Jan 2005 to 1 Mar 2018)
  • Richard John Scott

    IRN RJS01322

    • SMF1 Chief Executive (9 Dec 2019 to 5 Jan 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 5 Jan 2022)
    • CF3 Chief Executive (26 Sep 2012 to 8 Dec 2019)
    • Responsible for Insurance Mediation (26 Sep 2012 to 30 Sep 2018)
    • CF1 Director (14 Jan 2005 to 22 Nov 2019)
  • Richard John Seeley

    IRN RJS01485

    • CF1 Director (31 Aug 2013 to 1 Mar 2018)
  • Robert William Best

    IRN RWB01144

    • CF1 Director (AR) (11 Jun 2013 to 23 Jul 2014)
  • Roy John Clark

    IRN RXC00740

    • Director of firm who is not a certification employee or a SMF manager (since 1 May 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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