Date authorised
15 July 2019
Companies House
09989748
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    40 Lime Street
    London
    EC3M 7AW
    UNITED KINGDOM
    Phone
    +447581289190
  • Complaints Contact

    4th Floor
    40 Lime Street
    London
    EC3M 7AW
    UNITED KINGDOM
    Phone
    +447581289190

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adele Judith Ball

    IRN AJB01828

    • CF3 Chief Executive (AR) (since 19 Apr 2023)
    • SMF3 Executive Director (9 Dec 2019 to 18 Oct 2024)
    • CF1 Director (15 Jul 2019 to 8 Dec 2019)
  • Andrew James Sandilands

    IRN AJS01488

    • CF3 Chief Executive (AR) (9 Apr 2021 to 17 May 2021)
  • Andrew Leal

    IRN AXL02278

    • CF3 Chief Executive (AR) (24 Sep 2020 to 31 Dec 2025)
    • CF1 Director (AR) (24 Sep 2020 to 31 Dec 2025)
  • Andrew Vincent Juggins

    IRN AXJ00014

    • CF3 Chief Executive (AR) (since 18 Mar 2021)
    • CF1 Director (AR) (since 1 Oct 2020)
  • Anna Van Ryneveld Edwards

    IRN AXE00059

    • CF1 Director (AR) (1 Jul 2022 to 31 Mar 2023)
  • Benjamin Colas

    IRN BXC01148

    • CF2 Non Executive Director (AR) (9 Jul 2024 to 30 Apr 2025)
  • Charles Sanders

    IRN CXS00928

    • Director of firm who is not a certification employee or a SMF manager (since 25 Oct 2024)
  • Christian Petrus Van Der Westhuizen

    IRN CXV00050

    • CF1 Director (AR) (since 15 Feb 2022)
  • Daniel Oliver Prince

    IRN DXP00107

    • CF3 Chief Executive (AR) (since 2 Sep 2025)
    • CF1 Director (AR) (since 2 Sep 2025)
  • David James Goodley

    IRN DJG01184

    • CF3 Chief Executive (AR) (since 19 Jun 2025)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 15 Jul 2019)
    • CF1 Director (15 Jul 2019 to 8 Dec 2019)
    • CF3 Chief Executive (15 Jul 2019 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.